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    Title: 從美國專利法析論非顯而易知性之相關爭議
    A study on non-obviousness controversies in view of American patent law
    Authors: 黃柏維
    Huang, Po Wei
    Contributors: 馮震宇
    Fong, Jerry G.
    黃柏維
    Huang, Po Wei
    Keywords: 非顯而易知性
    進步性
    KSR
    TSM
    In re Kubin
    顯可嘗試
    Non-obviousness
    Inventive Step
    KSR
    TSM
    In re Kubin
    Obvious to Try
    Date: 2011
    Issue Date: 2012-10-30 14:35:12 (UTC+8)
    Abstract: 專利制度是知識經濟時代最為重要的一種智慧財產權形式,不但對於技術創新居功厥偉,在國際商業活動中也占有極具份量的地位。而在取得專利的三大要件中,以非顯而易知性(即我國進步性)最為棘手,蓋其本身屬於不確定之法律概念,而容有裁量空間。
    非顯而易知性發軔於美國判例法,其後由實務主導其發展。在指標性案例KSR判決中,最高法院揭示了非顯而易知性的審查架構,以Graham四要件法則為根柢,並輔以顯可嘗試原則及彈性運用的TSM檢測法,整體而言KSR判決提高了非顯而易知性的適格門檻。在後KSR時代,CAFC在機械工業、醫藥品與生物科技等領域分別依不同程度適用KSR見解。2009年In re Kubin案確認KSR見解可適用於不可預測性較高之基因生技領域,近幾年來顯可嘗試原則也獲得高度重視。
    相較而言,我國進步性審查主要依據智慧財產局所制定的專利審查基準,但行政審查常有過於直觀簡略之嫌;法院判決則在「發明所屬領域中具通常技術者之技術水準」與「該領域具通常技術者參酌先前技術所揭露之內容及申請時的通常知識,是否能所能輕易完成系爭申請發明之整體」此兩步驟的論證上較為欠缺,整體而言達成進步性結論之心證揭露程度不足,對於當事人有突襲性裁判之虞。
    本研究基於上述觀察所得,對美國與我國關於非顯而易知性概念之認知與實踐進行比對,並分別就審查實務面與產業因應面提出微薄建議,以期借鏡美國法經驗使我國未來實務操作更趨完善。
    Patent system is one of the most important forms of intellectual property rights in the era of knowledge economy, not only indispensable for technological innovation, also of great influnce in the international business activities. Among the three requirements of patentability, “Non-obviousness” (ie, “Inventive Step” in Taiwan) is the most difficult to fulfill, due to the uncertainty of its legal concept and the room for discretion.
    Non-obviousness was carved out in the U.S. case law and continuously developed by the court rulings. In the benchmark case KSR v. Teleflex, the Supreme Court articulated that the examination framework of non-obviousness is based on Graham four factors, along with other principles like “Obvious to Try” and the TSM test in a more flexible way. In general, KSR lifted the eligibility threshold for non-obviousness. It has been applied in different degrees by the Court of Appeals for the Federal Circuit to various fields such as machinery industry, pharmaceuticals and biotechnology in the post-KSR era. Then it was recognized in 2009 In re Kubin case that the KSR opinion is applicable to the unpredictable field, gene biotechnology, for instance. Besides, the “Obvious to Try” principle has been gaining much attention in recent years.
    In comparison, both administrative and juducial examinations of inventive step in Taiwan are mainly based on the “Substantive examination guidelines for invention patent” issued by the Intellectual Property Office. However, the administrative review is often reckoned to be too intuitive and rough, and the court decisions are considered to be made with less expression on “the level of the PHOSITA” and “whether a PHOSITA with the reference to prior arts and common knowledge can complete the whole invention without difficulty.” In all, the lack of revealing the reasoning on the inventive step conclusion might expose the parties in danger of surprise judgements.
    Based on the above observations, this study compared the cognition and practice of non-obviousness both in the United States and in Taiwan, and as a result, presented some primary suggestions in light of the United States’ experience toward both the practice and industries, so that our inventive step examination practice in the future could be improved.
    Reference: 一、中文文獻

    (一)專書
    余信達,論基因技術之可專利性-以人本價值與思維為中心,載:專利法制與實務論文集(一),2006年6月(原文載:智慧財產權月刊,67期,2004年7月)。
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    (二)論文
    邱詩茜,從專利獨占之制度目的設計角度定義公平交易法第四十五條之專利權正當行使行為-以美國法制為借鏡,國立政治大學法律學研究所碩士論文, 2006年6月。
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    (三)期刊
    尹守信,淺析美國專利法上之非顯而易知性要件,智慧財產權月刊,84期,頁129,2005年12月。
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    (四)法院判決
    智慧財產法院100年度民專訴字第40號判決
    智慧財產法院100年度行專訴字第102號判決
    智慧財產法院101年度行專訴字第20號判決
    智慧財產法院97年度行專訴字第19號判決
    智慧財產法院97年度行專訴字第36號判決
    智慧財產法院98年度民專上易字第7號判決
    智慧財產法院98年度民專訴字第151號判決
    智慧財產法院98年度行專訴字第104號判決
    智慧財產法院98年度行專訴字第97號判決
    智慧財產法院98年度行專訴字第99號判決
    智慧財產法院99年度行專訴字第55號判決
    智慧財產法院99年度行專訴字第76號判決
    智慧財產法院99年度行專訴字第8號判決
    最高行政法院84年度判字第1933號判例
    最高行政法院87年度判字第106號判決
    最高行政法院88年度判字第3652號判決
    最高行政法院98年度判字第1277號判決
    臺北高等行政法院89年度訴字第1008號判決
    臺北高等行政法院91年度訴字第4624號判決
    臺北高等行政法院91年度訴更一字第25號判決
    臺北高等行政法院93年度訴字第1969號判決

    (五)新聞公告
    100年專利新申請案統計表,經濟部智慧財產局,專利佈告欄(2012年1月19日),available at http://www.tipo.gov.tw/ch/MultiMedia_FileDownload.ashx? guid=8501bec8-c256-474a-958d-72aa3c 4ed979
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    立法院公報,92卷5期,3279號一冊,http://lis.ly.gov.tw/ttscgi/lgimg?@920501;0183;0442
    專利審查基準第二篇第三章修正草案(劃線版),經濟部智慧財產局,available at http://www.tipo.gov.tw/ch/MultiMedia_FileDownload.ashx?guid=c3a667f5-5f54-453e-a6ae-eee54e293054
    經濟部智慧財產局,立法院三讀通過「專利法」修正案,2011年11月30日,http://www.tipo.gov.tw/ch/News_NewsContent.aspx?NewsID=5571
    經濟部智慧財產局,我國人向五大專利局專利申請統計,2010年2月8日。
    謝艾莉、黃晶琳,鴻海美國專利案全球第九,經濟日報,A4版,2012年1月13日。

    (六)其他
    Leahy-Smith美國發明法案為美國專利體系帶來重大變革,三達智慧財產權事務所News Letter,6期,2011年10月,available at http://www.sundial.twmail.net/service4file/ 201110vol601.pdf
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    專利審查基準研訂之始末-代序言,現行專利審查基準介紹,經濟部智慧財產局網站,http://www.tipo.gov.tw/ch/AllInOne_Show.aspx?path=3536&guid= 57255b75-8525-4a23-98f6-053fd77462f3&lang=zh-tw
    曾啟謀,專利訴訟心證公開與先前技術阻卻等抗辯之實例,TIPA智慧財產培訓學院網站,http://www.tipa.org.tw/p3_1-1.asp?nno=146
    黃蘭閔,USPTO公告新版顯而易見性審查指南(上),北美智權報,39期,2010年10月18日,http://tw.naipo.com/portals/1/web_tw/Knowledge_Center/Laws/US-15.htm
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    謝銘洋、劉孔中、李素華,智慧財產法院判決統計與分析,智慧財產案件審理總體檢研討會,台灣法學會等主辦,2009年12月26日。
    顏吉承,台灣專利侵權訴訟案例剖析(四),北美智權報,35期,2010年6月3日,http://tw.naipo.com/portals/1/web_tw/knowledge_center/infringement_case/ publish-23.htm

    二、英文文獻

    (一)專書
    ADELMAN, MARTIN J., RADER, RANDALL R., THOMAS, JOHN R. & WEGNER, HAROLD C., CASES AND MATERIALS ON PATENT LAW (2nd ed. 2003).
    CANELIAS, PETER S., PATENT PRACTICE HANDBOOK (2002).
    CHISUM, DONALD S., CHISUM ON PATENTS (2003).
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    MERGES, ROBERT PATRICK & DUFFY, JOHN FITZGERALD, PATENT LAW AND POLICY: CASES AND MATERIALS (2nd ed. 1997).
    MILLER, ARTHUR R. & DAVIS, MICHAEL H., INTELLECTUAL PROPERTY: PATENTS, TRADEMARKS, AND COPYRIGHT IN A NUTSHELL 4 (2nd ed., West Pub. Co.1990).
    MUELLER, JANICE M., AN INTRODUCTION TO PATENT LAW (2003).
    ROSENBERG, PETER D., PATENT LAW FUNDAMENTALS, vol.2 (2nd ed., Clark Boardman 1992).
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    (二)期刊
    Allison, John R. & Lemley, Mark A., The Growing Complexity of the United States Patent System, 82 B.U. L. REV. 77 (2002).
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    (三)法院判決
    Amazon.com v. Barnesandnoble.com, Inc., 239 F.3d 1343 (Fed. Cir. 2001).
    Amgen, Inc. v. Chugai Pharmaceutical Co., Ltd., 927 F.2d 1200 (Fed. Cir. 1991).
    Atlantic Works v. Brady, 107 U.S. 192 (1883).
    Aventis Pharma Deutschland GmbH v. Lupin, Ltd., 499 F.3d 1293 (Fed. Cir. 2007).
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    (四)其他
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    Description: 碩士
    國立政治大學
    智慧財產研究所
    98361016
    100
    Source URI: http://thesis.lib.nccu.edu.tw/record/#G0098361016
    Data Type: thesis
    Appears in Collections:[Graduate Institute of Intellectual Property] Theses

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