Reference: | 一、中文文獻
(一)、書籍:
1. 王澤鑑,民法總則,2005年9月。
2. 王澤鑑,僱用人賠償責任,特殊侵權行為,三民書局,2006年。
3. 王澤鑑,侵權行為法第一冊,自版,2003年初版。
4. 王澤鑑,侵權行為法(二),自版,2006年3月。
5. 王文宇,公司法論,元照,三版,2006年8月。
6. 史尚寬,民法總則,1980年,自版。
7. 元照英美法辭典,法律出版社,2003年5月1版。
8. 林誠二,民法總則講義上冊,瑞興圖書,1994年1月。
9. 柯芳枝,公司法論(上),三民書局,增訂五版,2005年5月。
10.胡長清,民法總則,台灣商務。
11.黃立,民法總則,元照出版,2005年。
12.黃陽壽,民法總則,東吳大學法學叢書(5),2003年1月。
13.黃銘傑 公司治理與企業金融法制之挑戰與革新,2006年。
14.賴英照,公司法論文集,財團法人中華民國證市場發展基金會編印,1988年5月。
15. 劉得寬,民法總則(理論與實用),五南出版,1982年9月。
16. 劉宗榮,民法概要,三民書局,1989年6月。
17. 劉連煜,現代公司法,增訂四版,2008年9月。
18. 劉連煜 公司監控與社會責任,五南圖書出版公司, 民國84年 9月。
19. 劉渝生,公司法總則,新學林,2009年6月。
20. Robert N. Lussier著,郭建中譯,管理學,揚智文化出版,2000年。
21. Daniel Kahneman著,洪蘭譯,快思慢想,天下遠見,2012年10月一版。
22. 凱洛・盧米思編,股神巴菲特的神諭(上),大是文化,2013年9月初版,頁221-222。
(二)、期刊
1.王志誠,法人的侵權行為:規範模式及控制機制,財經法暨經濟法雜
誌,第九期,2007年3月。
2.王麗玉,董事之民事責任,律師雜誌,第305期,2005年2月。
3.王麗玉,我國公司法上有關公司負責人對第三人責任法制諸問題, 現代公司法制之新課題─賴英照大法官六秩華誕祝賀論文集,2005年08月。
4.方嘉麟,論經營判斷法則於我國法下適用之可能—以明基併購西門子手機部門一案為例,政大法學評論,第128期,2012年08月。
5.李欽賢,論公司負責人對第三人賠償責任之性質,月旦法學雜誌第 68期,2001年1月。
6.邵慶平,董事受託義務內涵與類型的再思考-從監督義務與守法義務的比較研究出發,台北大學法學論叢,民國九十七年六月,第六十六期。
7.林國全,公司經理人之概念,台灣本土法學雜誌第48期, 2003年7月。
8.吳從周,上司罵下屬,公司連帶賠-受僱人「執行職務」概念之再探討,月旦法學教室,第73期,2008年11月。
9.陳春山,公司負責人違反法令之損害賠償責任,軍法專刊,第三十三卷第六期。
10.陳兵、劉山,普通法上董事侵权责任解说—由香港法院近年判例引起的思考,北京理工大学学报(社会科学版),第14 卷第1 期2012 年2 月。
11.曾宛如,少數股東之保護與公司法第二十三條第二項—兼評台南高分院八十七年度重上更(一)字第二二號判決及九十六年度台上字第一八六號判決,月旦法學雜誌第159期,2008年8月。
12.曾宛如,公司經理人之功能與權限,台大法學論叢第三十六卷第四期。
13.曾宛如,新修正公司法評析—董事「認定」之重大變化暨董事忠實義務之具體化,月旦法學雜誌,第204期,2012年5月。
14.曾宛如,少數股東之保護與公司法第23條第2項,月旦法學雜誌,第159期,2008年8月。
15.張哲源,法人與僱用人侵權行為責任研究,東海大學法學研究第三十期。
16.楊淑文,論連帶保證與連帶債務—最高法院八十八年度臺上字第一八一五號民事判決評釋,台灣本土法學雜誌第25 期,2001年8月。
17.楊竹生,論董事注意義務中監督公司業務執行之義務,中原財經法學,第十三期,2004年12月。
18. 廖大穎,論公司法與保護債權人之機制,收於現代公司法制之新課題-賴英照大法官六秩華誕祝賀論文集 元照 2005年。
19. 劉連煜,公司負責人因違反法令所生之損害賠償責任—最高法院七十三年台上字第四三四五號判決的檢討,輔仁法學第十三期。
20. 劉連煜,股東得否以公司法第23條第2項作為賠償請求權之基礎,月旦法學教室,第69期,2008年7月。
21. 劉連煜,揭穿公司面紗原則及否認公司人格理論在我國實務之運用,台灣本土法學雜誌第67期,2005年2月。
22. 謝易宏,誰讓投機一再得逞-企業與金融法制的共業,台灣本土法學雜誌101特刊,2007年12月。
23. 黃銘傑,違股東間盈餘分派契約之效力及公司會計規範作為「保護他人之法律」之問題點──評最高法院九十八年度台上字第一三三三號判決,月旦法學雜誌第185期,2010年10月。
(三)、學位論文
1.王麗玉,公司負責人對第三人責任,輔仁大學法律研究所博士論文,民國91年。
2.呂俊儒,論公司負責人對第三人之責任,東吳大學法律研究所碩士論文,民國86年。
3.褚親親,論我國引進商業經營判斷法則之可行性,世新大學法學院碩士論文,民國97年。
4.陳彥希,契約法的經濟分析,台灣大學法律研究所博士論文,民國83年。
5.黃俊雯,組織與契約之間—民法第一八八條僱用人賠償責任之研究,中正大學法律研究所碩士論文,民國99年。
6. 黃朝琮,侵權行為法上組織義務之研究,國立臺北大學法律學系碩士論文,民國95年。
7. 劉公偉,公司法有限責任之經濟分析,國立台灣大學碩士論文,民國88年。
二、英文文獻
(一)、書籍
1. Directors’Personal Liability for Corporate Fault, Wolters Kluwer,2008。
2. Gower & Davies` principles of modern company law ,by Paul L. Davies,London : Sweet & Maxwell, 6th ed
3. Gower & Davies` principles of modern company law ,by Paul L. Davies,London : Sweet & Maxwell, 8th ed.
4. Neil Hawke, Corporate Liability ,Sweet&Maxwell,2000.
5. Richard A. Posner, Economic Analysis of Law ,7th ed,2007.
(二)、期刊
1. Assaf Hamdani, Mens Rea and the Cost of Ignorance, 93 VA. L. REV. 415, 446-448 (2007)
2. A. Mitchell Polinsky & Steven Shavell, Should Employees Be Subject to Fines and Imprisonment Given the Existence of Corporate Liability?, 13 INT’L REV. L. & ECON. 239, (1993)
3. Anderson, “The Theory of the Corporation and its Relevance to Directors` Tortious Liability to Creditors” (2004) 16 Australian Journal of Corporate Law 73.
4. Bernard Black et al., Legal Liability of Directors and Company Officials Part 2: Court Procedures, Indemnification and Insurance, and Administrative and Criminal Liability, 2008 COLUM. BUS. L. REV. 1, 66, 68 (2008).
5. Baxter, “Demystifying D&O Insurance”: C Baxter, “Demystifying D&O Insurance” (1995) 15 OJLS 537.
6. Borrowdale, “Liability of Directors in Tort” [1998] J.B.L. 96.
7. C. Gosnell, “The Personal Liability of Corporate Agents: Who Should Bear Pure Economic Losses?” (1997) 55 University of Toronto Faculty of Law Review 77.
8. Christopher Wood, Liability of directors as joint tortfeasors in intellectual property matters, 21.AIPJ.164(2010).
9. CHEN Bing & LIU Shan , DIRECTORS` TORTIOUS LIABILITY: A Study of Case in Hong Kong and England, Greener Journal of Business ,Management Studies Vol. 1 (1), pp. 009-020, September 2011.
10. Dan A. Bailey, D&O Policy Commentary, in D&O Liability & Insurance in a Sarbanes-Oxley World 163, 176-85 (2003)
11. Eli Lederman, Models for Imposing Corporate Criminal Liability: From Adaptation and Imitation Toward Aggregation and the Search for Self-Identity, 4 BUFF. CRIM. L. REV. 641,681 (2000).
12. Fabio Privileggi et al., Agent’s Liability Versus Principal’s Liability when Attitudes Toward Risk Differ, 21 INT’L REV. L. & ECON. 181, 183–85 (2001)
13.Fleming James, Jr., Vicarious Liability, 28 Tul. L. Rev. 161, 168 (1954).
14. Halpern, Trebilcock and Turnbull, “An Economic Analysis of Limited Liability in Corporation Law” (1980) 30 University of Toronto Law Journal 117,D.W.
15. H. Hansmann and R. Kraakman, “Toward Unlimited Shareholder Liability for Corporate Torts”(1990-91) 100 Yale Law Journal 1879.
16. Helen Anderson, DIRECTORS’ LIABILITY FOR CORPORATE FAULTS AND DEFAULTS⎯AN INTERNATIONAL COMPARISON, PACIFIC RIM LAW & POLICY JOURNAL, VOL. 18 NO. 1.
17. John H. Farrar, The Personal Liability of Directors for Corporate Torts, Bond Law Review, Volum 9, Artiacl 6( 1997),at 104.
18. Khanna, Corporate Criminal Liability: What Purpose Does it Serve?,(1996)109 Harvard LR 1477.
19. Leebron, “Limited Liability, Tort Victims and Creditors” (1991) 91 Columbia Law Review 1565.
20. Lynn M. LoPucki, The Essential Structure of Judgment Proofing, 51 Stan. L. Rev. 147, 147-60 (1998).
21. Larry E. Ribstein, Limited Liability and Theories of the Corporation, 50 Md. L. Rev. 80, 128 (1991).
22. Mark J. Loewenstein, Veil Piercing to Non-Owners A Practical and Theoretical Inquiry, University of Colorado Law School, LEGAL STUDIES RESEARCH PAPER SERIES,Working Paper Number 10-23,
23. Michael B. Metzger & Dan R. Dalton, Seeing the Elephant: An Organizational Perspective on Corporate Moral Agency, 33 AM. BUS. L.J. 489, 540-541 (1996).
24. Martin Petrin, CIRCUMSCRIBING THE “PROSECUTOR’S TICKET TO TAG THE ELITE”—A CRITIQUE OF THE RESPONSIBLE CORPORATE OFFICER DOCTRINE, TEMPLE LAW REVIEW, VOL. 84 NO. 2
25. Martin Petrin, THE CURIOUS CASE OF DIRECTORS` AND OFFICERS` LIABILITY FOR SUPERVISION AND MANAGEMENT: EXPLORING THE INTERSECTION OF CORPORATE AND TORT LAW, 59 Am. U. L. Rev. 1661,(2010)
26. Noël Wise,PERSONAL LIABILITY PROMOTES RESPONSIBLE CONDUCT: EXTENDING THE RESPONSIBLE CORPORATE OFFICER DOCTRINE TO FEDERAL CIVIL ENVIRONMENTAL ENFORCEMENT CASES, Stanford Environmental Law Journal,2002..
27. Nancy Mullikin, Comment, Holding the “Responsible Corporate Officer” Responsible: Addressing the Need for Expansion of Criminal Liability for Corporate Environmental Violators, 3 GOLDEN GATE U.ENVTL. L.J. 395, 426 (2010).
28. Nina A. Mendelson, A CONTROL-BASED APPROACH TO SHAREHOLDER LIABILITY FOR CORPORATE TORTS, 102 Colum. L. Rev. 1203(2002).
29. Noonan and Watson, “Directors` Tortious Liability” [2004] J.B.L.
30. Neil Campbell and John Armour (2003). DEMYSTIFYING THE CIVIL LIABILITY OFCORPORATE AGENTS. The Cambridge Law Journal, 62, pp 290-304.
31. Norman Abrams, Criminal Liability of Corporate Officers for Strict Liability Offenses—A Comment on Dotterweich and Park, 28 UCLAL. REV. 463, 466 (1981)
32. R.B. Thompson,‘Piercing the Corporate Veil: an Empirical Study’ (1991) 76 Cornell Law Review, at 1058.
33. Robert B. Thompson, UNPACKING LIMITED LIABILITY: DIRECT AND VICARIOUS LIABILITY OF CORPORATE PARTICIPANTS FOR TORTS OF THE ENTERPRISE, Vanderbilt Law Review,at 7-8 (1994).
34. Ross Grantham (1997), Company Directors and Tortious Liability, The Cambridge Law Journal,56: 259.
35. Ross Grantham, The Doctrinal Basis of The Rights of Company Shareholders,[1998]C.L.J 554.
36. Ross Grantham and Charles Rickett (1999), Directors’ Tortious Liability: Contract, Tort or Company Law? The Modern .Law Review, 62:139.Company and Securities Law Journal.
37. Ross Grantham (2001), Attributing Responsibility to Corporate Entities, Company and Securities Law Journal, 19: 179.
38. Ross Grantham(2003), Company director`s personal liability in tort, C.L.J. 2003, 62(1), 15-17.
39. Ross Grantham, The Limited Liability Of Company Directors, The University of Queensland, TC Beirne School of Law Legal Studies Research Paper Series, Research Paper No. 07-03,2007.
40. Roy F. Price, Options, Waste and Agency Costs in the Corporation, 4 S. Cal. Interdisc. L.J. 391 (1995).
41. Stefan H.C. Lo, Liability of directors as joint tortfeasors, J.B.L. 2009, 2, 109-140.
42. Sandra F. Sperino, A MODERN THEORY OF DIRECT CORPORATE LIABILITY FOR TITLE VII, 61 Ala. L. Rev. 773(2010),.
43. Stefan H.C. Lo (2009), Liability of Directors as Joint Tortfeasors, Journal of Business Law, 2:109-140.
44. Timothy P. Glynn, Beyond “Unlimiting” Shareholder Liability: Vicarious Tort Liability for Corporate Officers, 57 Vand. L. Rev. 329 (2004),.
45. Watts, The Company’s Alter Ego —An Impostor in Private Law,(2000) 116 LQR 525.
46. Watts, The Company’s Alter Ego-An Impostor in Private law,(2000)116 LQR 525.
47. Wishart, “The Personal Liability of Directors in Tort” (1992) 10 Company and Securities Law Journal 363.
(三)、出版品
1. Restatement (Third) of Agency (2006)
2. Restatement (Second) of Agency (1984).
3. 3A Fletcher`s Cyclopedia of Corporations .(Perm. ed. 1986)
(四)、判決
1. Peck v. Cooper .112 Ill. 192 (1884)
2. Saloman v Saloman Co Ltd [1897] AC 22.
3. Cameron v. Kenyon-Connell Commercial Co. 56 P. 358, 360 -361 (Mont. 1899).
4. Lennard`s Carrying Co. Ltd v. Asiatic Petroleum Ltd,[1915] A.C. 705.
5. MacPherson v. Buick Motor Co. 111 N.E. 1050 (N.Y. 1916).
6. Said v. Butt, [1920] 3 K.B. 497 (U.K.).
7. Rainham Chemical Works Ltd (in liq.) v Belvedere Fish Guano Co.Ltd [1921] 2 AC465.
8. Performing Right Society Ltd v Ciryl Theatrical [1924] 1 KB 1.
9. Inter-Ocean Cas. Co. v. Leccony Smokeless Fuel Co., 17 S.E.2d 51, 53-54 (W.Va. 1941)
10. United States v. Buffalo Pharmacal Co., 131 F.2d 500, 501 (2d Cir. 1942), rev’d sub nom.Dotterweich, 320 U.S. 277
11. Lowell Hoit & Co. v. Detig 320 Ill.App. 179, 181-183, 50 N.E.2d 602, 603 - 604 (Ill.App. 2 Dist. 1943).
12.Barker v. General Petroleum Corp. 72 Ariz. 187, 196, 232 P.2d 390, 396 (Ariz.1951).
13. Marks v. Polaroid Corp 237 F.2d 428, 435 (1st Cir. 1956)
14 .Riddle v. Leuschner,51 Cal. 2d 574, 580-81 (Cal. 1959).
15.Hedley Byrne & Co Ltd v Heller & Partners Ltd [1963] 2 All ER 575, [1964]
16. Ira S. Bushey & Sons, Inc. v. United States 398 F.2d 167,171(2d Cir. 1968)
17. Tesco Supermarkets Ltd v Nattrass [1972] AC 153, 170-17
18. Preston-Thomas Const., Inc. v. Cent. Leasing Corp. 518 P.2d 1125, 1127 (Okla. Ct. App. 1973).
19. United States v. Park, 499 F.2d 839, 843 (4th Cir. 1974), rev’d, 421 U.S. 658 (1975).
20. United States v. Park, 421 U.S. 658, 677 (1975).
21. United States v. Gulf Oil Corp., 408 F. Supp. 450, 470–72 (W.D. Pa. 1975). Noël Wise,
22. Frances T. v. Vill. Green Owners Ass`n 517 F.2d 1141, 1144 (C.A.Md. 1975)
23. Fairline Shipping Corporation v Adamson [1975] QB 180
24. United States v. Starr, 535 F.2d 512, 515–16 (9th Cir. 1976).
25. Downey v. Callery, 338 So. 2d 937, 943-944 (La. Ct. App. 1977) (per curiam), cert. denied, 431 U.S. 955 (1977)
26. Schaefer v. D & J Produce, Inc., 403 N.E.2d 1015, 1020-21 (Ohio Ct. App. 1978)
27. Donsco, Inc. v. Casper Corp 587 F.2d 602, 605-06 (3d Cir. 1978)
28. Mentmore Manufacturing Co Ltd v. National Manufacturing Inc (1978) 89 DLR(3d) .
29. central figure See Cruz v. Ortho Pharm. Corp., 619 F.2d 902, 906-907 (1st Cir. 1980)
30. Donnelly v. Handy, 415 So. 2d 478, 480 (La. Ct. App. 1982)
31. Bowes v. Cincinnati Riverfront Coliseum, Inc., 465 N.E.2d 904, 909-12 (Ohio Ct. App. 1983).
32. Air Traffic Conference of Am. v. Marina Travel Inc., 316 S.E.2d 642, 645 (N.C. Ct. App. 1984).
33. White Horse Distillers v. Gregson Associates Ltd (1984)RPC61 at 91-92.
34. LaFond v. Basham 683 P.2d 367, 369-70 (Colo. Ct. App. 1984). Frances T. v. Vill. Green Owners Ass`n 723 P.2d 573, 591 (Cal. 1986)
35. Mathis v. Yondata Corp., 480 N.Y.S.2d 173, 177 N.Y. Sup. Ct. 1984)
36. Firstmark Capital Corp.v. Hempel Fin. Corp., 859 F.2d 92, 94-95 (9th Cir. 1988)
37. Airlines Reporting Corp. v. Aero Voyagers, Inc., 721 F. Supp. 579, 585 (S.D.N.Y. 1989)
38. State v. Rollfink, 475 N.W.2d 575, 580 (Wis. 1991)
39. United States v. Brittain, 931 F.2d 1413, 1419 (10th Cir. 1991).
40. Omaha Indem. Co. v. Royal Am. Managers, Inc., 777 F. Supp. 1488, 1492 (W.D. Mo. 1991).
41.Trevor Ivory Ltd v Anderson [1992] 2 NZLR 517.
42. Portlock v. Perry, 852 S.W.2d 578, 582 (Tex.App.-Dallas 1993, writ denied).
43. Itofca, Inc. v. Hellhake8 F.3d 1202, 1203 (C.A.7 (Ill.),1993)
44. Re Supply of Ready Mixed Concrete,[1994] 3 W.L.R. 1249.
45. Meridian Global Funds Management Asia Ltd v. The Securities Commission [1995] 2 A.C. 500, per Lord Hoffmann.
46. Carlson v. Metz 248 Neb. 139, 143-144, 532 N.W.2d 631, 635 (Neb.,1995).
47. Foster v. Churchill, 665 N.E.2d 153, 156-57 (N.Y. 1996)
48. Williams v. Natural Life Ltd. [1997] 1 BCLC 131.
49. In re Caremark International Inc. Derivative Litigation 698 A.2d 959 (Del. 1996).
50. Clayton v. Edwards, 225 Ga App 141, 483 SE2d 111 (1997)
51. Pan-American Petroleum Corp. v. Williams, 45 Ga App 490, 165 SE 473.
52. Williams v. Natural Life Ltd. [1998] 1 W.L.R. 830
53. State v. Markowitz, 710 N.Y.S.2d 407, 412 n.4(App. Div. 2000).
54. Pabich v. Kellar, 71 S.W.3d 500, 508 (Tex.App.-Fort Worth 2002, pet. denied)
55. Standard Chartered Bank v Pakistan National Shipping Corp (No.2) [2003] 1 A.C. 959, 963 -969 (2002-11-06)
56. Saltiel v. GSI Consultants, Inc., 788 A.2d 268, 272 (N.J. 2002)
57. SEC v. Hickey, 322 F.3d 1123, 1128-30 (9th Cir. 2003)
58. Meyer v. Holley 537 U.S. 280 (2003).
59. MCA Records v. Charly Records [2003] 1 B.C.L.C. 93.
60. Shay v. Flight C Helicopter Servs., Inc., 822 A.2d 1, 17-19 (Pa. Super. 2003)
61.Standard Chartered Bank v. Parkistan National Shipping Corp [2003] 1 A.C. 959.
62. Requirement, 59 BUS. LAW. 1005, 1022–23 (2004).
63. Dwyer v. Lanan & Snow Lumber Co., supra, 141 Cal.App.2d 838, 297 P.2d 490.
64. Manning v. United Med. Corp. of New Orleans, 902 So. 2d 406, 410-12 (La. Ct. App. 2005)
65. Metuchen Sav. Bank v. Pierini, 871 A.2d 759, 764 (N.J. Super. Ct. App. Div. 2005)
66. Fontana v. TLD Builders 840 N.E.2d 767, 771 (Ill. App. Ct. 2005).
67. Adel v. Greensprings of Vermont, Inc., 363 F. Supp. 2d 692, 700 (D. Vt. 2005).
68. Cotten v. Weatherford Bancshares, Inc., 187 S.W.3d 687, 701 (Tex. App. 2006)
69. People v. Roscoe, 87 Cal. Rptr. 3d 187, 190 (Ct. App. 2008)
70. Haire v. Bonelli, 870 N.Y.S.2d 591, 593 (N.Y. App. Div. 2008).
71. Roscoe People v. Roscoe, 87 Cal. Rptr. 3d 187 (Ct. App. 2008).
72. Sheffield Services Co. v. Trowbridge 211 P.3d 714 (Colo.App. 2009).
73. SEC v. Jenkins, 718 F. Supp. 2d 1070 (D. Ariz. 2010).
74. Casper v. American International South Insurance Co., 2011 WL 2820530 (Wis. July 19, 2011)
(五)、資料庫
1.Wetlaw International: http://web2.westlaw.com.
2.Lexisnexis :http://www.lexisnexis.com.autorpa.lib.nccu.edu.tw/ap/academic/?lang=zh |