Reference: | 一、中文部分 (一)書籍 王文宇(2000),《公司與企業法制》,台北,元照出版有限公司。 王文宇,《民商法理論與經濟分析》,台北,元照出版有限公司。 王文宇(2003),《公司法論》,台北,元照出版有限公司。 王銘勇(1998),《股東會決議撤銷、無效訴訟之研究》,台灣新竹地方法院八十七年度研究發展項目研究報告,新竹地方法院印行。 方嘉麟(1998),《公司兼併與集團企業》,政治大學法學叢書(34),台北,月旦出版社。 伍忠賢(1996),《企業購併聖經》,台北,遠流出版事業股份有限公司。 伍忠賢(2000),《企業購併—理論與實務》,台北,新陸書局。 朱慈蘊(2000),《公司法人格否認法理研究》,中國,法律出版社。 吳啟銘(2001),《企業評價—個案實證分析》,台北,智勝文化事業有限公司。 余雪明(1997),〈獨立董事與投資人保護〉,收錄於《財經法制研討會論文集》,台大法學基金會法學叢書(一)。 ___(2000),《證券交易法》,台北,財團法人中華民國證券暨期貨市場發展基金會。 易明秋(2003),《公司治理》,台北,弘智文化事業有限公司。 林進富(1999),《公司併購教戰守則》,台北,聯經出版事業公司。 柯芳枝(2002),《公司法論(上)》,台北,三民書局。 ___(2003),《公司法論(下)》,台北,三民書局。 洪貴參(1999),《關係企業法—理論與實務》,台北,元照出版有限公司。 陳石獅等(1996),〈事證開示制度(Discovery)與發現真實〉,收錄於《民事訴訟法之研討(五)》,頁79-138,台北,財團法人民事訴訟法研究基金會。 張五常著,易憲容、張衛東合譯(2002),《經濟解釋—張五常經濟論文選》,北京,商務印書館。 張清溪、許嘉棟、劉鶯釧、吳聰敏合著(1995),《經濟學—理論與實際(上冊)》,三版,台北,翰蘆圖書出版有限公司。 黃銘傑(1999),〈股東有限責任制度之省思—公司法關係企業專章之啟示與詮釋〉,收錄於《王仁宏教授六十歲生日祝賀論文集》,頁300-353,台北,元照出版有限公司。 曾宛如(2000),《證券交易法原理》,曾與陳同道堂法學文集商法類之二,台北,台灣大學法律學院圖書部。 葉銀華、李存修、柯承恩合著(2002),《公司治理與評等系統》,台北,商智文化事業股份有限公司。 廖大穎(2002),《公司法原論》,台北,三民書局。 鄭玉波著、劉連煜增訂(2000),《公司法》,增訂六版,台北,三民書局。 熊秉元(2002),《天平的機械原理》,台北,元照出版有限公司。 劉連煜(1994),《美國模範商業公司法》,台北,五南圖書出版公司。 ___(1995),《公司監控與公司社會責任》,台北,三民書局。 ___(1998),《公司法理論與判決研究(二)》,台北,三民書局。 ___(2002),《公司法理論與判決研究(三)》,台北,元照出版有限公司。 賴英照(1994),〈關係企業法律問題及立法草案之研究〉,收錄於氏著《公司法論文集》,頁111-231,台北,財團法人中華民國證券市場發展基金會。 賴源河(1982),〈論股份有限公司董事之地位與性質〉,收錄於氏著《公司法問題研究(一)》,政大法學叢書(14),頁290-306,台北,三民書局。 賴源河等合著(2002),《新修正公司法解析》,台北,元照出版有限公司。 謝劍平(2001),《現代投資銀行》,台北,智勝文化事業有限公司。 簡資修(2004),《經濟推理與法律》,台北,元照出版有限公司。 羅怡德(1992),〈美國公司法中董事所負「忠實義務」之研究〉,收錄於氏著《企業組織法論集》,頁67-113,台北,三民書局。 Berle, Adolf A., Jr. and Means, Gardiner C.著,陸年青、許冀湯合譯(1981),《現代股份公司與私有財產》,經濟學名著翻譯叢書第一四八種,台北,台灣銀行。 Brigham, Eugene F.著,徐守德、羅容恆、鄭義合譯(1995),《現代財務管理》,台北,華泰書局。 Coase, Ronald H.著,陳坤銘、李華夏合譯(1995),《廠商、市場與法律》,台北,遠流出版社。 David Friedman著,葉家興譯(2002),《經濟學與法律的對話》,台北,先覺出版社。 Furubotn, Eric G., and Richter, Rudolf著,顏愛靜主譯(2001),《制度與經濟理論—新制度經濟學之貢獻》,台北,五南圖書出版公司。 Higgins, Robert C.著,楊秀麗譯(2000),《財務管理》,台北,五南出版社。 Stigler, Geroge J.著,吳惠林、鍾琴、黃美齡譯(1991),《人民與國家》,台北,遠流出版公司。 (二)期刊論文 (1)期刊 王文宇(2002),〈企業併購法總評〉,月旦法學雜誌,第83期,頁70-85。 王春源(2001),〈資訊不對稱對企業經濟之啟示〉,台灣經濟金融月刊,第37卷2期,頁18-38。 王健安(2002),〈公司治理的模式與評估〉,台灣金融財務季刊,第3輯第3期,頁175。 方嘉麟(1990),〈我國公司法制橫監控模式—其種類及與民法模式之關聯〉,政大法學評論,第41期,頁185-224。 ___(2000),〈關係企業專章管制控制力濫用之法律問題(一)—自我國傳統監控模式論專章設計之架構與缺憾〉,政大法學評論,第63期,頁271-321。 ___(2000),〈論關係企業三書表資訊揭露之法律問題〉,國家科學委員會研究彙刊:人文及社會科學,第10卷4期,頁470-492。 李若凡(1989),〈美國集體訴訟制度之分析與其導入我國之探討〉,法律學刊,第20期,頁217-246。 林國全(1999),〈一人公司立法之研究〉,政治大學法學評論,第62期,頁367-388。 林植堅(2003),〈美國法律工具主義及其審判理論〉,東吳大學法律學報,第14卷第2期,頁321-391。 柯菊(1974),〈股份有限公司股東之違法行為制止權(一)〉,法令月刊,第25卷第8期,頁13¬-16。 ___(1974),〈股份有限公司股東之違法行為制止權(二)〉,法令月刊,第25卷第9期,頁9¬-12。 柯菊(1981),〈股份出售權之研究〉,社會科學論叢,第29卷,頁177-228。 范曉玲(2002),〈公司治理及財務審計之新紀元—二00二年美國證券交易Sarbanes-Oxley法案簡介〉,月旦法學雜誌,第89期,頁267¬-274。 陳維慈(2001),〈美國企業合併會計處理面臨重大變革—台灣應否跟進〉,會計研究月刊,第187期,頁141-47。 陳錦旋(1991),〈從我國集團企業之現況討關係企業之立法規範相關問題(上)〉,證券市場發展季刊,第11期,頁4-24。 陳錦堂、沈仰斌(1998),〈購併動機之理論與實證:以美國與亞洲之購併歷史為例〉,經濟情勢暨評論,第4卷第2期,頁31-59。 許美麗(2000),〈控制與從屬公司(關係企業)之股東代位訴訟〉,政治大學法學評論,第63期,頁401-445。 曾宛如(1999),〈英國公開收購制度之架構〉,萬國法律,第105期,頁41-56。 曾宛如(2002),〈公司外部監督之分析〉,台大法學論叢,第31卷第1期,頁147-213。 曾宛如(2002),〈董事忠實義務之內涵及適用疑義—評析新修正公司法第二十三條第一項〉,台灣本土法學雜誌,第38期,頁51-66。 黃銘傑(2000),〈公司監控與監察人制度改革論—超越「獨立董事」之迷思〉,台大法學論叢,第29卷第4期,頁1-47。 廖大穎(2000),〈公司合併與換股比例的爭議—聯華電子與合泰半導體的吸收合併案〉,月旦法學雜誌,第57期,頁109-120。 廖大穎(2003),〈論關係企業的內部監控與股東權之保護〉,經社法制論叢,第31期,頁31-69。 (2)論文(含研討會報告) 王志誠(1998),《論公司員工參與經營之制度—以股份有限公司經營機關之改造為中心—》,政大法研所未出版博士論文。 方嘉麟(1999),〈論關係企業法制問題—資訊揭露與運作管制〉,「企業法制之改造」學術研討會發表論文,國立台灣大學法律系等主辦。 任慶宗(2003),《集團企業子公司之綜效利益與彈性限制-網絡觀點》,政大企研所未出版博士論文。 宋瑞芬(1981),《公司合併之研究》,東吳大學法研所未出版碩士論文。 吳姿璉(2000),《論股份有限公司經營者與公司間利益衝突交易—以關係人交易為核心》,政大法研所未出版碩士論文。 周宗穎(2002),《集團企業公司間股權聯結基礎之研究》,政大企研所未出版博士論文。 卓俊雄(2003),《由經濟觀點論股份收買請求權》,東海大學法研所未出版碩士論文。 范惇(1997),《關係企業法律責任問題之研究》,東吳大學法研所未出版碩士論文。 孫梅瑞(2000),《國內上市公司從事公司購併活動對經營績效影響之研究》,政大企研所未出版博士論文。 陳宥臻(2003),《台灣上市公司關係人交易在關係企業專章立法通過前後行為之分析》,逢甲大學會計及財稅所,逢甲會計及財稅研所未出版碩士論文。 陳肇鴻(2000),《由經濟觀點論董事之行為規範與責任制度》,台大法研所未出版碩士論文。 許美麗(1998),《股東代位訴訟制度之研究》,政大法研所未出版博士論文。 許復欣(2001),《董事信託義務之研究—以注意義務為中心》,中原大學財經法律系未出版碩士論文。 黃銘傑(2002),〈企業併購法之檢討與省思〉,發表於國立政治大學法學院財經法新趨勢研討會(七),第二場次,頁1-52。 劉公偉(2000),《公司法有限責任之經濟分析》,台大法研所未出版碩士論文。 盧俊誠(1986),《論股份有限公司董事之法律地位與權限—經營判斷法則之研究》,政大法研所未出版碩士論文。 (三)其他 中華徵信所(2002),《台灣地區集團企業研究》,台北,中華徵信所企業股份有限公司。 司法院、政大法研所合譯(1987),《美國法律整編第四冊—判決法、財產法、回復法》,台北,司法院。 財團法人中華民國證券暨期貨市場發展基金會(2001),《我國公司治理》。 國立中興大學法律系(1993),行政院公平交易委員會於八十二年委託中興大學法律系之研究計畫(三)《關係企業與公平交易法有關問題之研究》期末研究報告。 台灣證券交易所,網址為〈http://www.tse.com.tw/〉。 公開資訊觀測站,網址為〈http://mops.tse.com.tw/〉。 證券暨期貨市場發展基金會,資訊王—證券資訊整合資料庫,網址為〈http://www.sfi.org.tw/newsfi/intdb/menu/firstpage.asp〉。 《商業周刊》,網址為〈http://www.bwnet.com.tw/〉。 二、英文部分 (一)書籍 American Law Institute (1994), Principles of Corporate Governance: Analysis and Recommendations Ⅰ. St. Paul, Minn.: American Law Institute Publisher. ____ (1994), Principles of Corporate Governance: Analysis and Recommendations Ⅱ. St. Paul, Minn.: American Law Institute Publisher. Berle, Adolf A., Jr. and Means, Gardiner C., (1968), The Modern Corporation And Private Property (Revised ed.). New York: Harcourt, Brace & World. Block, Dennis J., Barton, Nancy E., Radin, Stephen A. (1998), The Business Judgment Rule Fiduciary Duties of Corporate Directors Ⅰ(5th ed.). New York: Aspen Law & Business. Blumberg, Phillip I. (1987), The Law of Corporate Groups: Substantive Law. Boston: Little, Brown And Company. Brodsky, Edward and Adamski, M.Patricia (1995), Law of Corporate Officers and Directors Rights, Duties and Liabilities. New York: Clark Boardman Callaghan. Clark, Robert C. (1986), Corporate Law. Boston: Little, Brown And Company. Coase, Ronald H. (1988), The Firm The Market and The Law. Chicago: The University of Chicago Press. Cox, James D. (2000), Corporations (3rd ed.). West Group . Dietrich, Michael (1994), Transaction Cost Economics and Beyond—Toward A New Economics of The Firm. New York: Routledge. Dooley, Michael P. (1995), Fundamentals of Corporation Law. New York: The Foundation Press. Easterbrook, Frank H. and Fischel, Daniel R. (1998), The Economic Structure of Corporate Law (4th printing). Cambridge: Harvard Univ Press. Emanuel, Steven L. (1992), Corporations (2nd ed.). New York: Emanuel Law Outlines, Inc.. Gevurtz, Franklin A. (2000), Corporation Law. St. Paul, Minn.: West Group. Gilson, Ronald J. and Black, Bernard S. (1995), The Law and Finance of Corporate Acquisitions (2nd ed.). New York: The Foundation Press. Hamilton, Robert W. (1994), Corporations Including Partnerships And Limited Partnerships Cases And Materials (5th ed.). St. Paul, Minn.: West Publishing Co.. ____ (1996), The Law of Corporations in a Nutshell (4th ed.). St. Paul, Minn.: West Publishing Co.. Henn, Harry G. and Alexander, John R. (1983), Laws Of Corporations (3rd ed.). St. Paul, Minn.: West Publishing Co. Jennings, Richard W., Marsh, Harold, Jr., Coffee, John C. Jr., and Seligman, Joel (1998), Securities Regulation: Cases and Materials (8th ed.). New York: Foundation Press. Lajoux, Alexandra R. and Elson, Charles (2000), The Art of M&A Due Diligence: Navigating Critical Steps & Uncovering Crucial Data. New York: Mcgraw-Hill. Loss, Louis and Seligman, Joel (1995), Fundamentals of Securities Regulation. New York: Aspen Law & Business. Monks, Robert A.G. and Minow, Nell (2001), Corporate Governance (2nd ed.). New York: Blackwell Publishers Ltd. Posner, Richard A. (1998), Economic Analysis Of Law (5th ed.). New York: Aspen Law & Business Reed, Stanley F. and Lajoux, Alexandra R. (1999), The Art of M&A: A Merger Acquisition Buyout Guide (3rd ed.). New York: Mcgraw-Hill. Seligman, Joel (1995), Corporations: Cases and Materials. Boston: Little, Brown And Company. Solomon, Lewis D., Schwartz, Donald E., Bauman, Jeffrey D. and Weiss, Elliott J. (1994), Corporations Law and Policy Materials and Problems (3rd ed.). St. Paul, Minn.: West Publishing Co.. Solomon, Lewis D. and Palmiter, Alan R. (1994), Corporations: Examples and Explanations (2nd ed.). Boston: Little, Brown And Company. Stone, Alan (1982), Regulation and its Alternatives. Washington, D.C.: Congressional Quarterly Press. Welch, Edward P. and Turezyn, Andrew J. (1993), Folk on the Delaware General Corporation Law: Fundamentals. Boston: Little, Brown and Company. Williamson, Oliver E. (1996), The Mechanisms of Governance. New York: Oxford Univ. Press, Inc.. (二)期刊論文 Allen, William, Jacobs, T. Jack B. and Strine, Leo E. Jr. (2001),“Function over Form: A Reassessment of Standards of Review in Delaware Corporation Law”, Delaware Journal of Corporation Law 26: 859-895. ____ (2002),“Symposium: Realigning the Standard of Review of Director Due Care with Delaware Public Policy: A Critique of Van Gorkom and its Progeny as a Standard of Review Problem”, Northwestern University Law Review 96: 449-466. Aronstam, Bradley R., Balotti, R. Franklin and Rehbock, Timo (2003), “Delaware’s Going-Private Dilemma: Fostering Protections for Minority Shareholders in the Wake of Siliconix and Unocal Exploration”, The Business Lawyer 58: 519-558. Balotti, R. Franklin, Elson, Charles M. and Laster, J. Travis (2000),“Equity Ownership and the Duty of Care: Convergence, Revolution, or Evolution ?”, The Business Lawyer 55: 661-692. Balotti, R. Franklin and Hinsey, Joseph Ⅳ (2000),“Director Care, Conduct, and Liability: The Model Business Corporation Act Solution”, The Business Lawyer 56: 35-61. Bebchuk, Lucian Arye and Kahan, Marcel (1989),“Symposium: Fundamental Corporate Changes: Causes, Effects, and Legal Responses: Fairness Opinions: How Fair Are They and What Can Be Done About It ?”, Duke Law Journal 1989: 27-53. Berger, Carolyn and Allingham, Thomas J. Ⅱ (1983),“A New Light on Cash-out Mergers: Weinberger Eclipses Singer”, The Business Lawyer 39: 1-24. Booth, Richard A. (1985),“” Management Buyouts, Shareholder Welfare, and the Limit of Fiduciary Duty, New York University Law Review 60: 630-664. Bratton, William W., Jr. (1989),“The “Nexus of Contracts”Corporation: A Critical Appraisal”, Cornell Law Review 74: 407-465. Brown, Grover C., Maimone, Michael J. and Schoell, Joseph C. (1998),“Director and Advisor Disinterestedness and Independence under Delaware Law”, Delaware Journal of Corporation Law 23: 1157-1201. Brudney, Victor (1983),“Equal Treatment Of Shareholders In Corporate Distributions And Reorganizations”, California Law Review 71: 1072-1133. ____ (1997),“Contract and Fiduciary Duty in Corporate Law”, Boston College Law Review 38: 595–665. ____ (2000),“Revisiting the Import of Shareholder Consent for Corporate Fiduciary Loyalty Obligations”, The Journal of Corporation Law 25: 209-240. Brudney, Victor and Chirelstein, Marvin A. (1974),“Fair Shares in Corporate Mergers and Takeovers”, Harvard Law Review 88: 297-346. ____ (1978),“A Restatement of Corporate Freezeouts”, Yale Law Journal 87: 1354-1376. Burgman, Dierdre A. and Cox, Paul N. (1984),“Reappraising the Role of The Shareholder in the Modern Public Corporation: Weinberger’s Procedural Approach to Fairness in Freezeouts”, Wisconsin Law Review 1984: 593-665. Buxbaum, Richard M. (1985),“The Internal Division of Powers in Corporate Governance”, California Law Review 73: 1671-1734. Calabresi, Guido and Melamed, A. Douglas (1972),“Property Rules, Liability Rules, and Inalienability: One View of the Cathedral”, Harvard Law Review 85: 1089-1128. Calio, Joseph Evan (1994),“New Appraisals of Old Problems: Reflections on the Delaware Appraisal Proceeding”, American Business Law Journal 32: 1-68. Campbell, Rutheford B. Jr. (1995),“A Positive Analysis of the Common Law of Corporate Fiduciary Duties”, Kentucky Law Journal 84: 455-505. ____ (1999),“Fair Value and Fair Price in Corporate Acquisitions”, North Carolina Law Review 78: 101-152. ____ (2003),“The Impact of Modern Finance Theory in Acquisition Cases”, Syracuse Law Review 53: 1-48. Carney, William J. and Heimendinger, Mark (2003), “Appraising the Nonexistent: The Delaware Court’s Struggle with Control Premiums”, University of Pennsylvania Law Review 152: 845-880. Chandler, Willaim B. Ⅲ, Strine, Leo E. Jr (2003), “The New Federalism of the American Corporate Governance Ssytem: Preliminary reflections of Two Residents of One Small State”, University of Pennsylvania Law Review 152: 953-1005. Cheung, Steven N.S (1983),“The Contractual Nature of the Firm”, Journal of Law and Economics 26: 1-21. Coates, John C. Ⅳ (1999), ““Fair Value”As an Avoidable Rule of Corporate Law: Minority Discounts in Conflict Transactions”, University of Pennsylvania Law Review 147: 1251-1359. Coffee, John C. Jr. (1996),“Transfers of Control and the Quest for Efficiency: Can Delaware Law Encourage Efficient Transactions While Chilling Inefficient Ones ?”, Delaware Journal of Corporation Law 21: 359-425. Comment (1984),“The Appraisal Remedy in Corporate Freeze-Out: Questions of Valuation and Exclusivity”, Southwestern University Law Journal 38: 775-798 (authored by Joseph M. Coleman). Comment (1985),“Valuation in the Context of Share Appraisal”, Emory Law Journal 34: 117-155 (authored by David Cohen). Comment (1986),“Weinberger to Rabkin: Fine Tuning the Doctrine of Corporate Mergers”, Delaware Journal of Corporation Law 11: 839-859 (authored by Michael Phillips). Comment (1986),“Regulation of Leveraged Buyouts to Protect The Public Shareholder and Enhance the Corporate Image”, Catholic University Law Review 35: 489-544 (authored by Gregory J. Schwartz). Comment (1987),“Formulating a Theory for Preliminary Injunctions: American Hospital Supply Corp. v. Hospital Products Ltd.”, Iowa Law Review 72: 1157-1170 (authored by Ann E. Heiny). Comment (1989), Cede & Co. v. Technicolor, Inc.: A Whole New Ball Game for Dissenting Shareholders, Delaware Journal of Corporation Law 14: 999-1023 (authored by Helen M. Richards). Comment (1991),“The Exclusivity of the Appraisal Remedy under the New North Carolina Business Corporation Act: Deciding the Standard of Review for Cash-out Mergers”, North Carolina Law Review 69: 501-550 (authored by Julie Gwyn Hudson). Commentary (1995),“Recent Developments in Delaware Corporate Law: Kahn v. Lynch Communication Systems, Inc.: A Major Step Toward Clarifying the Role of Independent Committees”, Delaware Journal of Corporation Law 20: 564-587 (authored by Jeffrey J. Clark). Committee on Corporate Laws (1988),“Guidelines for the Unaffiliated Director of the Controlled Corporation”, The Business Lawyer 44: 211-222. ____(1989),“Changes in the Model Business Corporation Act-Amendments Pertaining to Directors’ Conflicting Interest Transactions”, The Business Lawyer 44: 1307-1334. ____(1994),“Corporate Director’s Guidebook-1994 Edition”, The Business Lawyer 49: 1243-1289. ____(1997),“Changes in the Model Business Corporation Act-Amendments Pertaining to Electronic Filings/Standards of Conduct and Standards of Liability for Directors”, The Business Lawyer 53: 157-191. ____(1998),“Proposed Changes in the Model Business Corporation Act-Appraisal Rights”, The Business Lawyer 54: 209-283. ____(1999),“Changes in the Model Business Corporation Act Pertaining to Appraisal Rights and to Fundamental Changes- Final Adoption”, The Business Lawyer 55: 405-406. ____(2001),“Corporate Director’s Guidebook-Third Edition”, The Business Lawyer 56: 1575-1632. Corre, Isaac (2002),“Management and Control of The Modern Business Corporation: Corporate Control Transactions: Commentary on Fischel”, University of Chicago Law Review 69: 963-971. Davis, Kenneth B. Jr. (1985),“Judicial Review of Fiduciary Decisionmaking – Some Theoretical Perspectives (Part 2 Of 2)”, Northwestern University Law Review 80: 1-99. Dooley, Michael P. and Goldman, Michael D. (2000),“Some Comparisons Between the Model Business Corporation Act and the Delaware General Corporation Law”, The Business Lawyer 56: 737-766. Edelman, James J. (2001),“Restitution and Unjust Enrichment: Unjust Enrichment, Restitution, and Wrongs”, Texas Law Review 79: 1869-1878. Eisenberg, Melvin A. (1988),“Self-Interested Transactions in Corporate Law”, The Journal of Corporation Law 13: 997-1009. ____ (1993),“”The Divergence of Standards of Conduct and Standards of Review in Corporate Law, Fordham Law Review 62: 437-468. Eisenhofer, Jay W. and Reed, John L. (1997),“Valuation Litigation”, Delaware Journal of Corporation Law 22: 27–140. Elson, Charles M. (1992),“Fairness Opinion: Are They Fair or Should We Care ?”, Ohio State Law Journal 53: 951-1003. Elson, Charles M. and Thompson, Robert B. (2002),“Symposium: Van Gorkom’s Legacy: The Limits of Judicially Enforced Constraints and the Promise of Proprietary Incentives”, Northwestern University Law Review 96: 579-593. Fischel, Daniel R. and Bradley, Michael (1986),“The Role of Liability Rules and the Derivative Suit in Corporate Law: A Theoretical and Empirical Analysis”, Cornell Law Review 71: 261-297. Fischel, Daniel R. (2002), “Management and Control of the Modern Business Corporation: Corporate Control Transactions: Market Evidence in Corporate Law”, University of Chicago Law Review 69: 941-961. Gilson, Ronald J. and Gordon, Jeffrey N. (2003), “Controlling Controlling Shareholders”, University of Pennsylvania Law Review 152: 785-843. Goshen, Zohar (1997), “Controlling Strategic Voting: Property Rule Or Liability Rule?”, Southern California Law Review 70: 741-804. Goshen, Zohar (2003),“The Efficiency of Controlling Corporate Self-Dealing: Theory Meets Reality”, California Law Review 91: 393-438. Gouvin, Eric J. (1996),“Resolving the Subsidiary Director’s Dilemma”, Hastings Law Journal 47: 287-338. Grossbauer, John F. and Fischer, Matthew E. (2001),“Recent Developments in Delaware Corporation Law”, Delaware Law Review 4: 93-136. Hamilton, Robert W. (2000),“Corporate Governance in America 1950-2000: Major Changes but Uncertain Benefits”, The Journal of Corporation Law 25: 349-373. Herzel, Leo and Colling, Dale E. (1984),“Establishing Procedural Fairness in Squeeze-out Mergers after Weinberger v. UOP”, The Business Lawyer 39: 1525-1539. Heyman, Kurt M. and Enerio, Patricia L. (2001),“The Disappearing Distinction Derivative and Direct Actions”, Delaware Law Review 4: 155-189. Holmstrom, Bengt and Kaplan, Steven N. (2001), “Corporate Governance and Merger Activity in the United States: Making Sense of the 1980s and 1990s”, Journal of Economic Perspectives 15: 121-144. Iacono, Christopher A. (2003), “Tender Offers and Short-Form Mergers by Controlling Shareholders under Delaware Law: The “800-Pound Gorilla” Continues Unimpeded-In Re Pure Resources, Inc., Shareholders Litigation”, Delaware Journal of Corporation Law 28: 645-671. Jensen, Michael C. and Meckling, William H. (1976),“Theory of The Firm: Managerial Behavior, Agency Costs and Ownership Structure”, Journal of Financial Economics 3: 305-360. Johnson, Henry F. and Bartlett, Paul, Jr. (1993),“Is a Fistful of Dollars the Answer? A Critical Look at Dissenters` Rights under the Revised Model Business Corporation Act”, Journal of Law and Commerce 12: 211-233. Johnson, Jennifer J. and Siegel, Mary (1987),“Corporate Mergers: Redefining the Role of Target Directors”, University of Pennsylvania Law Review 136: 315-416. Johnson, Lyman (2000),“The Modest Business Judgment Rule”, The Business Lawyer 55: 625-652. Kanda, Hideki and Levmore, Saul (1985),“The Appraisal Remedy and the Goals of Corporate Law”, UCLA Law Review 32: 429-473. Koch, Charles H. Jr. (2003), “Envisioning a Global Legal Culture”, Michigan Journal of International Law 25: 1-76. Letsou, Peter V. (1998),“The Role of Appraisal in Corporate Law”, Boston College Law Review 39: 1121-1174. ____ (2001),“Theory Informs Business Practice: Implications of Shareholder Diversification on Corporate Law and Organization: The Case of the Business Judgment Rule”, Chicago-Kent Law Review 77: 179-210. Lorne, Simon M. (1978),“A Reappraisal of Fair Shares in Controlled Mergers”, University of Pennsylvania Law Review 126: 955-988. Manning, Bayless (1962),“The Shareholders’ Appraisal Remedy: An Essay for Frank Coker”, Yale Law Journal 72: 223-265. ____(1985),“Reflections and Practical Tips on Life in The Boardroom after Van Gorkom”, The Business Lawyer 41: 1-14. McGovern, Bruce A. (2002),“Fiduciary Duties, Consolidated Returns, and Fairness”, Nebraska Law Review 81: 170-282. Mitchell, Lawrence E. (1993),“Fairness and Trust in Corporate Law”, Duke Law Journal 43: 425-491. Note (1961),“Freezing out Minority Shareholders”, Harvard Law Review 74: 1630-1647. Note (1983),“Minority Shareholders and Cashout Mergers: The Delaware Court Offers Plaintiffs Greater Protection and A Procedural Dilemma -- Weinberger v. UOP, Inc., 457 A.2d 701 (Del. 1983)”, Washington Law Review 59: 119-140 (authored by John T. McLean). Note (1983),“A Cash-Out Breakthrough in Delaware Judical Merger Regulation: Weinberger v. UOP, Inc.”, Southwestern University Law Review 37: 823-839 (authored by Kevin W. Parke). Note (1984),“Approval of Take-out Mergers by Minority Shareholders: From Substantive to Procedural Fairness”, Yale Law Journal 93: 1113-1126 (authored by Kent T. van den Berg). Note (1984),“Corporation Law – Weinberger v. Uop, Inc.: Delaware Reevaluates State-Law Limitations on Take out Mergers”, North Carolina Law Review 62: 812-832 (authored by Glenn Carsten Campbell). Note (1984),“Delaware Improves its Treatment of Freezeout Mergers: Weinberger v. UOP. Inc.”, Boston College Law Review 25: 685-723 (authored by Geoffrey E. Hobart). Note (1990),“Balancing the Rights of Majority and Minority Shareholders in Take-out Mergers: Trends in Delaware Law”, New England Law Review 25: 699-731 (authored by Rand D. Richey). Note (1992),“Exclusivity of Appraisal—The Possibility of Extinguishing Shareholder Claims”, Case Western Reserve Law Review 42: 955-991 (authored by Michelle M. Pepin). Note & Comment (1994),“Director Conflicts of Interest under the Model Business Corporation Act: A Model for All States?”, Washington Law Review 69: 207-233 (authored by Peter E. Kay). Note (1994),“Interested Transactions by Corporate Directors: A Weakening of the Fiduciary Duty of Loyalty”, Suffolk University Law Review 28: 93-121 (authored by Richard W. Holtz). Note (1994),“Valuation Problems in the Appraisal Remedy”, Cardozo Law Review 16: 649-698 (authored by Michael R. Schwenk). Note (1995),“Appraisal Rights in Mergers of Publicly-Held Delaware Corporations: Something Old, Something New, Something Borrowed, and Something B.L.U.E”, Southern California Law Review 68: 719-743 (authored by Angie Woo). Note (1997),“Coming In from the Cold: Reforming Shareholders’ Appraisal Right in Freeze-out Transactions”, Columbia Business Law Review 1997: 133-163 (authored by Alexander Khutorsky). Note (2003),“Recent Delaware Decisions May Prove to be "Entirely Unfair" to Minority Shareholders in Parent Merger with Partially Owned Subsidiary”, Columbia Business Law Review 2003: 253-283 (authored by Brian M. Resnick). Orlinsky, Eric G. (1999),“Corporate Opportunity Doctrine and Interested Director Transactions: A Framework for Analysis in an Attempt to Restore Predictability”, Delaware Journal of Corporate Law 24: 451-525. Payson, Robert K. and Inskip, Gregory A. (1983),“Weinberger v. UOP, Inc.: Its Practical Significance in the Planning and Defense of Cash-out Mergers”, Delaware Journal of Corporate Law 8: 83-97. Pinto, Arthur R. (1998),“Section Ⅲ: Corporate Governance: Monitoring the Board of Directors in American Corporations”, American Journal of Comparative Law 46: 317-346. Prickett, William and Hanrahan, Michale (1983),“Weinberger v. UOP: Delaware’s Effort to Preserve a Level Playing Field for Cash-out Mergers”, Delaware Journal of Corporate Law 8: 59-82. Ramsay, Ian M. (1999), “Allocating Liability in Corporate Groups: An Australian Perspective”, 13 Connecticut Journal of International Law 13: 329-377. Ratway, David J. (1996),“Delaware`s Stock Market Exception to Appraisal Rights: Dissenting Minority Stockholders of Warner Communications, Inc. Are "Market-Out" of Luck”, Toledo Law Review 28: 179-217. Rock, Edward B. and Wachter, Michael L. (2001),“Symposium Norms & Corporate Law: Islands of Conscious Power: Law, Norms. and the Self-Governing Corporation”, University of Pennsylvania Law Review 149: 1619-1700. Roth, Bud (2000),“Entire Fairness for a Pure Breach of the Duty of Care: Sensible Approach or Technicolor Flop?”, Delaware Law Review 3: 145-177. Shaw, Bill (1990),“Resolving the Conflict of Interest in Management Buyout”, Hofstra Law Review 19: 143-170. Slovin, Myron B. and Sushka, Marie E. (1998), “The Economics of Parent-Subsidiary Mergers: An Empirical Analysis”, Journal of Financial Economics 49: 255-279. Silver, Carole B. (1984),“Fair Dealing Comes of Age in the Regulation of Going Private Transactions”, Journal of Corporation Law 9: 385-454. Seligman, Joel (1984),“American Law Institute’s Corporate Governance Project: Remedies: Reappraising the Appraisal Remedy”, George Washington Law Review 52: 829-871. Siegel, Mary (1995),“Back to the Future, Appraisal Rights in the Twenty-First Century”, Harvard Journal on Legislation 32:79-143. ____(1999),“The Erosion of the Law of Controlling Shareholders”, Delaware Journal of Corporate Law 24: 27-81. Silverstein, Bruce L. and McBride David C. (2002), “Norberg v. Security Storage Co.: Stretching the Limits of The Doctrine of Acquiescence in Freeze-out Mergers”, Delaware Journal of Corporate Law 27: 53-98. Smith, D. Gordon (1999),“A Proposal to Eliminate Director Standards from the Model Business Corporation Act”, University of Cincinnati Law Review 67: 1201-1228. Steinberg, Marc I. (2002),“Short-Form Mergers in Delaware”, Delaware Journal of Corporate Law 27: 489-498. Stern, Yedidia Z. (2001), “A General Model for Corporate Acquisition Law”, The Journal of Corporation Law 26: 675-716 Strine, Leo E., Jr. (2002),“The Inescapably Empirical Foundation of the Common Law of Corporations”, Delaware Journal of Corporate Law 27:499-518. Taylor, Nelson Ferebee (1998),“Evolution of Corporate Combination Law: Policy Issues and Constitutional Questions”, North Carolina Law Review 76: 687-1014. Thomas, Randall S. (2000),“Revising the Delaware Appraisal Statute”, Delaware Journal of Corporate Law 3: 1-35. Thompson, Robert B. (1995),“Exit, Liquidity, and Majority Rule: Appraisals Role in Corporate Law”, Georgetown Law Journal 84: 1-60. Thompson, Samuel C., Jr. (1996), “The Merger and Acquisition Provisions of The ALI Corporate Governance Project as Applied to the Three Steps in the Time-Warner Acquisition”, Columbia Business Law Review 1996: 145-280. Ulen, Thomas S. (1997), “Symposium: Law and Society & Law and Economics: Common Ground, Irreconcilable Differences, New Directions: Firmly Grounded: Economics in the Future of the Law”, Wisconsin Law Review 1997: 433-463. Veasey, E. Norman (1998), An Economic Rationale For Judicial Decisionmaking In Corporate Law, Delaware Law Review 1: 169-192. Veasey, E. Norman (2003), “Musings on the Dynamics of Corporate Governance Issues, Director Liability Concerns, Corporate Control Transactions, Ethics, and Federalism”, University of Pennsylvania Law Review 152: 1007-1021. Vorenberg, James (1964),“Exclusivity of the Dissenting Stockholder’s Appraisal Right”, Harvard Law Review 77: 1189-1217. Weiss, Elliott J. (1981),“The Law of Take out Mergers: A Historical Perspective”, New York University Law Review 56: 624-692. ____(1983),“Balancing Interests in Cash-out Mergers: The Promises of Weinberger v. UOP, Inc.”, Delaware Journal of Corporate Law 8: 1-58. Wertheimer, Barry M. (1998),“The Purpose of the Shareholder’s Appraisal Remedy”, Tennessee Law Review 65: 661-690. ____(1998),“The Shareholders’ Appraisal Remedy and How Courts Determine Fair Value”, Duke Law Journal 47: 613-712. (三)其他 Bebchuk, Lucian Arye and Kahan, Marcel (1999), “Adverse Selection and Gains to Controllers in Corporate Freezeouts”, in Randall K. Morck, ed, Concentrated Corporate Ownership 247-61 (Chicago 2000), available at < http://papers.ssrn.com/sol3/papers.cfm?abstract_id=147568#PaperDownload>. An earlier version of this paper was circulated as “The “Lemons Effect” in Corporate Freeze-outs”, Working Paper No. 6938. Cambridge, MA: National Bureau of Economic Research, available at <http://nber.org/papers/w6938> (last visited Aug. 2003). Finkelstein, Jesse A. (2001), “Recent Delaware Court Decisions Show Path to Avoid Entire Fairness Review in Subsidiary Buy-out Transactions”, 33 BNA`s Securities Regulation & Law Report Analysis & Perspective 1151. Foss, Nicolai J., Lando, Henrik and Thomosn, Steen,“The Theory of the Firm”, in Encyclopedia of Law and Economics §5610, 631-658, available at <http://encyclo.findlaw.com/5610book.pdf> (last visited Dec. 2002). Jacobs, Jack B. (1995),“Reappraising Appraisal: Some Judicial Reflections”, Speech at 15th Annual Ray Garrett, Jr. Corporate and Securities Law Institute, Northwestern University School of Law (Apr. 27, 1995) (on file with the author) (Jack B. Jacobs is now serving as Justice of Delaware Supreme Court.) < http://courts.state.de.us/supreme/feedback.htm>. Johnson, Simon, La Porta, Rafael, Lopez-de-Silanes, Florencio and Shleifer, Andrei (2000), “Tunnelling”, Working Paper No. 7523. Cambridge, MA: National Bureau of Economic Research, available at <http://nber.org/papers/w7523> (last visited Aug. 2003). La Porta, Rafael, Lopez-de-Silanes, Florencio, Shleifer, Andrei and Vishny (1998), Robert W., “Law and Finance”, Journal of Political Economy 106: 1113, available at < http://post.economics.harvard.edu/faculty/shleifer/papers/lawandfinance.pdf> (last visited July. 10, 2004). |