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政大機構典藏 > 法學院 > 法律學系 > 期刊論文 > Item 140.119/127718

Please use this identifier to cite or link to this item: https://nccur.lib.nccu.edu.tw/handle/140.119/127718

Title:	From Industry Sandbox to Supervisory Control Box: Rethinking the Role of Regulators in the Era of Fintech
Authors:	臧正運 Tsang, Cheng-Yun
Contributors:	法律系
Keywords:	FinTech;SupTech;RegTech;Fintech Collaboration;Regulatory Sandbox;Industry Sandbox;Open Banking;Blockchain;DLT;Fintech Regulation
Date:	2019-07
Issue Date:	2019-12-04 14:51:42 (UTC+8)
Abstract:	Rapid developments of financial technology (fintech) and the unbundling of financial services have given rise to greater collaboration between financial institutions and fintech innovators. Such collaboration takes four major forms: Third-party service relationships, data-sharing arrangements, regulatory experiments, and industry consortia. Each type of collaboration presents certain risks or governance issues to the consumers, the participating firms, and the financial market as a whole, and hold different ramifications for the existing regulatory regime. This paper argues that a novel regulatory approach is needed to help the regulators continuously identify, evaluate, and address the issues as these fintech-era collaborations deepen. This paper proposes that with the proper use of supervisory technology (SupTech), regulators can turn current initiatives such as industry sandboxes into the supervisory control boxes to effectively regulate fintech-era collaborations and shift current practices into a new paradigm of technology-enabled regulation.
Relation:	Journal of Law, Technology & Policy, Vol.2019, No.Fall, pp.355-404
Data Type:	article
Appears in Collections:	[法律學系] 期刊論文

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