Loading...
|
Please use this identifier to cite or link to this item:
https://nccur.lib.nccu.edu.tw/handle/140.119/115735
|
| Title: | 臺灣銀行業之全球挑戰:防制洗錢與打擊資助恐怖主義–以兆豐國際商業銀行為例
A global challenge of taiwanese banking industry : anti-money laundering and combating the financing of terrorism – a case study of mega international commercial bank |
| Authors: | 孫曼蓉
Sun, Man-Jung |
| Contributors: | 吳文傑
Wu, Jack
孫曼蓉
Sun, Man-Jung |
| Keywords: | 洗錢
金融恐怖主義
兆豐國際商業銀行
紐約州金融服務廳
巴拿馬文件
Money Laundering
Financing of Terrorism
Mega International Commercial Bank
New York State Department of Financial Services |
| Date: | 2018 |
| Issue Date: | 2018-02-02 11:08:07 (UTC+8) |
| Abstract: | Money laundering (ML) involves a wide range of predicate offenses, including drug trafficking, human smuggling, arms smuggling, gambling, fraud, tax evasion, etc. Additionally, money laundering activities had been associated with drug trafficking or organized crime in the past, but the terrorist attacks on September 11th, 2001 have highlighted the link between money laundering activities and terrorist financing (TF). Due to the over-banking phenomenon in Taiwan, banks focus more on business performance than compliance, resulting in the violation incident of Mega International Commercial Bank (Mega Bank) New York Branch with a huge penalty of US$180 million fined by the New York State Department of Financial Services (NYDFS) in August, 2016. The violation incident of Mega Bank New York Branch has reinforced the importance of compliance with international Anti-money laundering/Combating the financing of terrorism (AML/CFT) standards for risk mitigation. Taiwan will undergo the third round of the Asia/Pacific Group on Money Laundering (APG) mutual evaluations in 2018, it calls for not only government legislation but also raising public awareness of ML/TF crimes and involves the public cooperation with the government in the fight against ML/TF. |
| Reference: | Alford, Duncan E. (1993), Anti-Money Laundering Regulations: A Burden on Financial Institutions, N.C. J. Int`l L. & Com. Reg., Vol. 19, pp. 437-468
Aluko, Ayodegi (2012), The Impact of Money Laundering on Economic, and Financial Stability and on Political Development of Developing Countries: The case of Nigeria, Journal of Money Laundering Control, Vol. 15, Issue: 4, pp. 442-457
Association of Certified Anti-Money Laundering Specialists (2016), Study Guide, Sixth Edition
Bank for International Settlements (2017), Sound Management of Risks Related to Money Laundering and Financing of Terrorism
FATF (2012), International Standards on Combating Money Laundering and the Financing of Terrorism & Proliferation, updated October 2016
FATF (2014), Guidance for a Risk-Based Approach, The Banking Sector, The Banking Sector
FATF and APG (2016), Anti-money laundering and counter-terrorist financing measures - Singapore, Fourth Round Mutual Evaluation Report
Freeman, Michael (2011), The Sources of Terrorist Financing: Theory and Typology, Studies in Conflict & Terrorism, Vol. 34, pp. 461–475
Hung, Jui-Long & Luo, Binjie (2016), FinTech in Taiwan: A Case Study of a Bank’s Strategic Planning for an Investment in a FinTech Company, Financial Innovation, Vol. 2, Issue: 15
Jayasuriya, Dayanath (2003), Money Laundering and Terrorism Financing: The Role of Capital Market Regulators, Journal of Financial Crime, Vol. 10, Issue: 1, pp. 30-36
Krieger, Tim and Meierrieks, Daniel (2011), Terrorist Financing and Money Laundering, University of Freiburg
Mcgee, Robert W. (2017), The Panama Papers: A Discussion of Some Ethical Issues, Journal of Insurance and Financial Management, Vol. 3, Issue: 3, pp. 1-41
Mega Financial Holding Co., Ltd. (2016), Dodd-Frank Act Section 165(d), 2016 Resolution Plan, Part I: Public Section
Mega International Commercial Bank (2017), Annual Report 2016
Monetary Authority of Singapore (2015), Guidelines to MAS Notice 626 on Prevention of Money Laundering and Countering the Financing of Terrorism
Mulig, Elizabeth Vallery and Smith, L. Murphy (2004), Understanding and Preventing Money Laundering, Internal Auditing, Vol. 19, Issue: 5, pp. 22-25
New York State Department of Financial Services (2013), Consent Order to Bank of Tokyo Mitsubishi UFJ
New York State Department of Financial Services (2014), Consent Order to Bank Leumi
New York State Department of Financial Services (2014), Consent Order to Bank of Tokyo Mitsubishi UFJ
New York State Department of Financial Services (2014), Consent Order to BNP Paribas (BNPP)
New York State Department of Financial Services (2014), Consent Order to Credit Suisse AG
New York State Department of Financial Services (2014), Consent Order to Standard Chartered Bank, New York Branch
New York State Department of Financial Services (2015), Consent Order to Commerzbank
New York State Department of Financial Services (2016), Consent Order to Agricultural Bank of China Limited
New York State Department of Financial Services (2016), Consent Order to Intesa Sanpaolo S.p.A.
New York State Department of Financial Services (2016), Consent Order to Mega International Commercial Bank of Taiwan
New York State Department of Financial Services (2017), Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch
O’Donovan, James, Wagner, Hannes F., and Zeume, Stefan (2016), The Value of Offshore Secrets: Evidence from the Panama Papers, INSEAD, Bocconi University, and University of Michigan
Rahman, Aspalella A. (2008), An Analysis of the Malaysian Anti-Money Laundering Laws and Their Impact on Banking Institutions, thesis for the degree of Doctor of Philosophy of Faculty of Law, The University of Western Australia
Schneider, Friedrich (2008), Money Laundering and Financial Means of Organized Crime: Some Preliminary Empirical Findings, GBER, Vol. 10, Issue: 3
The Association of Banks in Singapore (2015), ABS Guidelines on Anti-Money Laundering and Countering the Financing of Terrorism
The Banker (2017), Top 1000 World Banks 2017
The Bankers Association of the Republic of China (2017), Guidelines to Banks on Money Laundering and Terrorist Financing Risks Assessment and Relevant Prevention Program
The Bankers Association of the Republic of China (2017), Template of Directions Governing Anti-Money Laundering and Countering the Financing of Terrorism of Banks
Trautman, Lawrence J. (2017), Following the Money: Lessons from the Panama Papers, Part 1: Tip of the Iceberg, Penn St. L. Rev., Vol. 121, pp. 807-873
Chinese Reference:
吳瓊佩 (2014)，我國銀行法令遵循制度之研究，國立政治大學法學院法律科際整合研究所碩士學位論文。
邱莉婷 (2011)，我國金融服務業發展之回顧與展望，經濟研究第11期，pp. 171-197
張迺佳 (2016)，我國商業銀行洗錢防制與打擊資助恐怖主義法規範之問題與對策探討，國立政治大學法律學系碩士在職專班碩士學位論文。
Reference Websites:
Anti-Money Laundering Division, Investigation Bureau, Ministry of Justice, Available at:
https://www.mjib.gov.tw/EditPage/?PageID=3bf48af4-bfbe-41e3-9137-d908e16eb1cc
Asia/Pacific Group on Money Laundering (APG), Available at:
http://www.apgml.org/about-us/page.aspx?p=91ce25ec-db8a-424c-9018-8bd1f6869162
http://www.apgml.org/about-us/page.aspx?p=ac38f87e-2341-43e6-84b2-4dbd6346f6c3
http://www.apgml.org/fatf-and-fsrb/page.aspx?p=94065425-e6aa-479f-8701-5ca5d07ccfe8
http://www.apgml.org/members-and-observers/page.aspx?p=8c32704a-5829-4671-873c-7b5a23ced347
http://www.apgml.org/methods-and-trends/page.aspx?p=a4a11dca-75f2-4dae-9c25-6215103e56da
Chinatimes, Available at:
http://www.chinatimes.com/newspapers/20160824000360-260102
Commercial Times, Available at:
https://ctee.com.tw/News/ViewCateNews.aspx?newsid=155514&cateid=cjzc
Compliance Alert, Available at:
http://www.calert.info/details.php?id=944
Council on Foreign Relations (CFR), Available at:
https://www.cfr.org/backgrounder/what-are-economic-sanctions
Executive Yuan, Republic of China (Taiwan), Available at:
http://english.ey.gov.tw/News_Content.aspx?n=3FA02B129BCA256C&sms=925E4E62B451AB83&s=DEED8C612AC1786A
http://english.ey.gov.tw/News_Hot_Topic.aspx?n=0575F174E90C38F0&sms=2413CFE1BCE87E0E
http://english.ey.gov.tw/News_Hot_Topic.aspx?n=5D67267C4F593FE7&sms=7F46BDB40CA63F10
Financial Action Task Force (FATF), Available at:
http://www.fatf-gafi.org/about/
http://www.fatf-gafi.org/about/whatwedo/
Financial Supervisory Commission, Banking Bureau, Available at:
https://www.banking.gov.tw/en/home.jsp?id=18&parentpath=0,5
https://www.banking.gov.tw/ch/home.jsp?id=157&parentpath=0,4&mcustomize=bstatistics_view.jsp&serno=201105120009
Focus Taiwan, Available at:
http://focustaiwan.tw/news/aipl/201703160021.aspx
Forbes, Available at:
https://www.forbes.com/sites/niallmccarthy/2016/04/04/the-most-popular-tax-havens-in-the-panama-papers-infographic/#15e27ab34a93
International Consortium of Investigative Journalists (ICIJ), Available at:
https://panamapapers.icij.org/graphs/
International Financial Law Review (IFLR), Available at:
http://www.iflr.com/Article/3748204/New-anti-money-laundering-legislation-in-Taiwan-Implementation-of-the-newly-amended-Money-Laundering.html
International Monetary Fund (IMF), Available at:
http://www.imf.org/external/pubs/ft/fandd/2002/12/elqorchi.htm
KYC360, Available at:
https://kyc360.com/article/podcast-everyday-money-laundering/
Mega International Commercial Bank, Available at:
https://www.megabank.com.tw/en/about.asp
https://www.megabank.com.tw/en/about_oc.asp
https://www.megabank.com.tw/en/dload01.asp
https://www.megabank.com.tw/other/event_01.asp?sno=810
https://www.megabank.com.tw/en/Press_Release20160819.asp
Ministry of Foreign Affairs, Republic of China (Taiwan), Taipei Liaison Office in the RSA, Available at:
http://www.roc-taiwan.org/za_en/post/4821.html
Monetary Authority of Singapore (MAS), Available at:
http://www.mas.gov.sg/News-and-Publications/Media-Releases/2016/Singapore-Has-Strong-Framework-for-Combatting-Money-Laundering-and-Terrorism-Financing.aspx
Newsweek U.S. Edition, Available at:
http://www.newsweek.com/panama-papers-top-ten-tax-havens-where-money-hidden-444512
New York State Department of Financial Services (NYDFS), Available at:
http://www.dfs.ny.gov/about/eagen.htm
SWI swissinfo.ch., Available at:
https://www.swissinfo.ch/eng/secret-banking_switzerland-still-tops-financial-secrecy-index/41755204
Tax Justice Network (TJN), Available at:
http://www.financialsecrecyindex.com/introduction/fsi-2015-results
The Atlantic, Available at:
https://www.theatlantic.com/international/archive/2016/04/panama-papers-tax-havens-world/477042/
The Egmont Group of Financial Intelligence Units, Available at:
https://www.egmontgroup.org/en/content/about
The Wolfsberg Group, Available at:
http://www.wolfsberg-principles.com/index.html
TheNewsLens, Available at:
https://international.thenewslens.com/article/79235
United Nations Office on Drugs and Crime (UNODC), Available at:
https://www.unodc.org/unodc/en/about-unodc/index.html?ref=menutop
https://www.unodc.org/unodc/en/money-laundering/laundrycycle.html
World Economic Forum, Available at:
https://www.weforum.org/agenda/2016/04/5-charts-on-the-panama-papers-leaks |
| Description: | 碩士
國立政治大學
國際經營管理英語碩士學位學程(IMBA)
105933011 |
| Source URI: | http://thesis.lib.nccu.edu.tw/record/#G0105933011 |
| Data Type: | thesis |
| Appears in Collections: | [國際經營管理英語碩士學程IMBA] 學位論文
|
Files in This Item:
| File |
Size | Format | |
|---|
| 301101.pdf | 1797Kb | Adobe PDF2 | 823 | View/Open |
|
All items in 政大典藏 are protected by copyright, with all rights reserved.
|
