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    Title: 歐洲統合專利制度與統一專利法院施行之專利策略 -以台灣廠商為例
    The Patent Strategy Analysis of European Unitary Patent System and Unified Patent Court -The Case Study of Taiwanese Enterprises
    Authors: 曹家豪
    Tsao, Chia Hao
    Contributors: 宋皇志
    曹家豪
    Tsao, Chia Hao
    Keywords: 歐洲專利公約
    歐洲統合專利
    歐洲統一專利法院
    歐洲統一專利法院條約
    歐盟
    降低成本
    法律安定性
    專屬管轄權
    European Patent Convention
    European Unitary Patent
    Unified Patent Court
    Agreement on a Unified Patent Court
    European Union
    reduce costs
    law certainty
    exclusive jurisdiction
    Date: 2016
    Issue Date: 2016-09-02 01:29:07 (UTC+8)
    Abstract: 本論文旨在提供台灣廠商在統合專利制度下之歐洲專利策略建議。本論文首先介紹以歐洲專利公約為主之現行歐洲專利制度,其次再介紹統合專利制度與統一專利法院制度。接著再以現階段我國廠商於歐洲專利申請狀況切入,分析現階段我國廠商於歐洲專利之布局狀況,再針對未來即將施行之統合專利制度,對台灣廠商之申請人及專利權人提出策略建議。
    歐洲專利公約自1977年生效後,申請人向歐洲專利局遞交歐洲專利申請後,經過指定國程序,即可在歐洲專利公約之會員國間取得專利保護。某些會員國亦會要求遞交翻譯文件及繳納相關規費。然而,相比於美國、日本及中國,現行的歐洲專利制度是分離破碎的,進而導致申請人須負擔高額的申請費用與訴訟成本,同時亦有許多法律不確定性。在2013年2月,歐盟終於完成協商,正式簽訂確立歐洲統合專利與統一專利法院之條約。統一專利法院將在所有參與之會員國間擁有專屬管轄權。統合專利制度之下,申請人獲得歐洲專利之費用下降、申請程序更為簡化,且提供更有利於申請人之申請方式。如此,統合專利制度預期將提升申請專利之效益與吸引更多的申請者。統一專利法院制度之專屬管轄權,將提升專利有效性與訴訟之法律安定性,且訴訟相關費用之減免,亦有利於專利權人。
    統合專利制度的所有準備工作雖已於2015年陸續完成,但仍需要德國、英國及另外任一個歐盟成員國批准歐洲統一專利條約方可生效,預計最快可在2017年達成。統一專利法院亦於2016年3月完成裁判費用之規定,並陸續完成各級法院之選址與訴訟案件性質之分類。專利權人與專利申請人應要謹慎思考在新制度下可能帶來之各種挑戰,特別是台灣廠商需要評估在新制度下之專利策略。因此,本文將針對新制度介紹,希冀能提供欲前往申請的台灣廠商專利佈局之策略建議。
    First of all, this Article overviews current European patent system in particular with the system under European Patent Convention. This Article also summarizes the features of new system and considers the practical steps which should be taking now in preparation for the start of new regime.

    European Patent Convention has entered into force since 1977. Under European Patent Convention, applicant can deliver their application to EPO and once the mention of the grant is published, the patent has to be validated in each of the designated states to keep its protective effect. In a number of member states, the patent proprietors may have to file a translation of the specification and pay fees.

    However, the current European patent system has been the fragmentation compared to the United States, Japan and China. This has caused to a high cost of application and lawsuit and also a high level of uncertainty. In February 2013, the European Union formally signed an agreement established a single European patent and the Unified Patent Court. The court will have exclusive jurisdiction for all participating Member States. Through European unitary patent system and Unified Patent Court, this new system reduces the costs of obtaining a patent, simplifies procedures, and regulates the language issue in a user-friendlier manner than before. Therefore, unitary patent system are expected to enhance the efficiency and attractiveness.

    All preparation of unitary patent system is accomplished before 2015, but still need the Germany, the Untied Kingdom and two other European member states to ratify the agreement. The beginning of 2017 is now said to be the earliest that can be achieved. Owing to the new patent system, patent proprietors and applicants, especially Taiwanese enterprises should be contemplating their patent strategy for meeting the challenge created by this new patent right. Thus, the Article presents patent strategy for Taiwanese enterprises under new patent system in Europe.
    Reference: 一、中文部分
    專書
    劉孔中、Heinz Goddar、Christian W. Appelt、蔡季芬,歐洲專利實務指南,2013年7月。
    專書論文、期刊文章
    吉靜鮮,如何申請歐洲專利,電子知識產權,第5期,2006年。
    朱怡貞,淺談歐洲法院0109意見後之歐洲統合專利制度發展近況,科技法則專欄,2012年。
    宋皇志,專利交易之交易風險及其控管策略,科技管理學刊,20期,2015年12月。
    歐洲專利須知-申請人指南第1部分,智慧財產局資料,第10版,頁56至57,2004年。
    碩博士論文
    叢雪蓮,歐盟專利訴訟制度研究,中國武漢大學法學博士學位論文,頁147,2010年。
    網路資料
    宏達電,http://www.htc.com。
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    二、外文文獻
    專書
    Richard Stim, PROFIT FROM YOUR IDEA: HOW TO MAKE SMART LICENSING DEAL, 8th ed., Delta Printing. (2014).
    專書論文、期刊論文
    Bruno van Pottelsberghe de la Potterie & Malwina Mejer, The London Agreement and the cost of patenting in Europe, 29 EUR J LAW ECON (2010).
    CIPA, Written evidence from the Chartered Institute of Patent Attorneys: The European Unitary Patent and the Unified Patents Court, Chartered Institute of Patent Attorneys (2015), available at
    http://eplaw.org/wp-content/uploads/2015/12/Submissions-CIPA.pdf.
    Christopher J. Bayliss, THE UNITARY PATENT AND UNIFIED PATENT COURT: POTENTIAL CHANGES AND IMPLICATIONS, 5 CYBARIS AN INTELL. PROP. L. REV. 433 (2014).
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    European Patent Office, European Patents and the Grant Procedure, EUROPEAN PATENT OFFICE (2009), http://www.tomkins.com/uploads/what-we- do/european_patents __the_grant_procedure.pdf
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    Xenos & Dimitris, The European Unified Patent Court: Assessment and Implications of the Federalisation of the Patent System in Europe, 10 LAW, TECHNOLOGY & SOCIETY 246 (2013).
    判決
    Document Security Systems v. European Central Bank, ECJ Case T-295/05, [2007].
    HTC Corporation v Nokia Corporation, Court of Appeal - Patents Court, [2013].
    官方法規與出版資料(英語)
    Agreement relating to Community patents of 15 December 1989, 4/2006 OFFICIAL JOURNAL OF THE EUROPEAN PATENT OFFICE (2006).
    COMMISSION RECOMMENDATION of 6 May 2003 concerning the definition of micro, small and medium-sized enterprises, 2003/361/EC OFFICIAL JOURNAL OF THE EUROPEAN UNION, 4-6 (2003).
    Convention for the European patent for the common market, 1976-01-26 OFFICIAL JOURNAL OF THE EUROPEAN COMMUNITIES (1976).
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    United States Patent and Trademark Office, Performance and Accountability Report Fiscal Year 2015, (2015).
    Preliminary set of provisions for the Rules of Procedure (“Rules”) of the Unified Patent Court (2015).
    Preparatory Committee for the Unified Patent Court, Rules on Court fees and recoverable costs, 1-21 (2016).
    Proposal for a Council Regulation on the Community patent, COM (2000) 412 final, 28.11.2000.
    The Patents (European Patent with Unitary Effect and Unified Patent Court) Order 2016 No. 388, DRAFT STATUTORY INSTRUMENTS (2016).
    官方法規與出版資料(德語)
    Referentenentwurf des Bundesministeriums der Justiz und für Verbraucherschutz, Entwurf eines Gesetzes zu dem Übereinkommen vom 19. Februar 2013 über ein Einheitliches Patentgericht, 1-37 (2016).
    Referentenentwurf des Bundesministeriums der Justiz und für Verbraucherschutz, Entwurf eines Gesetzes zur Anpassung patentrechtlicher Vorschriften auf Grund der europäischen Patentreform, 1-32 (2016).
    歐洲專利局官方網站資料
    Benoît Battistelli, Italy on course for unitary patent and Unified Patent Court(2015), EUROPEAN PATENT OFFICE, available at
    https://blog.epo.org/unitary-patent-2/italy-on-course-for-unitary-patent-and-unified-patent-court/ (last updated Sep. 16, 2015).
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    http://ec.europa.eu/internal_market/indprop/docs (last visited July 31, 2016).
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    http://www.epo.org/news-issues/news/2015/20150624.html. (last updated July 3, 2015)
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    http://www.epo.org/about-us/organisation.html (last visited July 31, 2016).
    European Patent Office, EUROPEAN PATENT OFFICE, available at
    http://www.epo.org/about-us/office.html (last visited July 31, 2016).
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    http://www.epo.org/applying/forms-fees/fees.html (last updated Apr. 1, 2016).
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    其他網路資料
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    Description: 碩士
    國立政治大學
    科技管理與智慧財產研究所
    102364211
    Source URI: http://thesis.lib.nccu.edu.tw/record/#G0102364211
    Data Type: thesis
    Appears in Collections:[科技管理與智慧財產研究所] 學位論文

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