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    政大機構典藏 > 商學院 > 會計學系 > 學位論文 >  Item 140.119/89626
    Please use this identifier to cite or link to this item: https://nccur.lib.nccu.edu.tw/handle/140.119/89626


    Title: 健全我國證券承銷制度之研究
    Authors: 林玉龍
    Contributors: 黃敏助
    林玉龍
    Date: 1991
    1990
    Issue Date: 2016-05-02 17:02:10 (UTC+8)
    Reference: 一、中文部份
    1.汪泱若 由會計與審計觀點論我國新上市股票之問題,華泰書局,民國七十九年四月。
    2. 徐恭忠等合著 證券發行與實務,財團法人中華民國證券市場發展基金會,民國七十八年五月修定版。
    3.----美國投資銀行的業務,證交資料,第233期,民國70年9月。
    4. 張貞松譯 投資銀行的功能(上) ,證交資料,第97-98期。
    5. 余雪明 證券管理,修訂本,正中書局,民國七十二年。
    6. 林煜宗 現代投資學:制度、理論與實證。 民國七十七年。
    7. 美國證券業 財團法人中華民國證券市場發展基金會編印,民國七十七年六月。
    8. 加納正之 日本證券承銷實務,財團法人中華民國證券市場發展基金會編印,民國七十四年十二月。
    9. 木下公明 股票公開與股價評估,當前證券市場問題研討會論文集,民國七十九年四月。
    10. 新股上市承銷價格於業績發表會公開,證券管理,六卷五期,頁24。
    11. 蕭肅、新股承銷價格的商榷,財訊雜誌,第三十四期,民國七十四年一月。
    12. 張充 美國投資銀行的發展過程,證交資料,第188-190期。
    13. 呂東英 美國有價證券公開發行制度,證券管理,三卷六期,民國七十四年。
    14. 蔡鴻璟譯 東京證券交易所有價證券上市有關規則,證券管理343期。
    15. 鄭如蘭 日本證券承銷實務 李越投資雜誌,1990年4-6月號。
    16. 我國有關股票上市承銷價訂定方式 證券管理7卷9期,民國七十八年。
    17. 朱富春 美國的投資銀行,證券管理,民國七十六年五月。
    18. 薛明玲等著 股票上櫃實務 省屬行庫中小企業聯合輔導中心,民國七十九年七月。
    19. 陳隆麒編譯 現代財務管理,第四版,華泰書局,民國七十七年。
    20. 劉興杰 論健全我國證券店頭市場之道-中、美、日三國制度之比較研究 國立政治大學會計研究所未出版碩士論文,民國七十九年六月。
    21. 何文賢 臺灣證券發行市場股票承銷之研究,臺灣大學商學研究所未出版碩士論文,民國七十四年七月。
    22. 胡致仁 新上市股票外部資訊與短期股價行為關係之探討--以臺灣證券市場為例,淡江大學管理科學研究所末出版碩士論文,民國七十六年六月。
    23. 周幼梅 投資銀行業務之探討--台灣發展投資銀行業務之研究 淡江大學金融研究所未出版碩士論文,民國七十七年六月。
    24. 證券業務宣導手冊:證券承銷業務簡介,證券管理委員會編印,民國七十八年七月,
    25 張五益、陳松柏主編 最新實用法令彙編 初版,民國七十七年。
    26. 杜蜜月飆風,交所揮慧劍,工商時報,民國八十年五月三十一日。

    二、英文部份
    1. Timothy E. Johnson, Investment Principles, 2nd edition, Prentice-Hall Inc.,1983.
    2. KennethJ Bialkin and William J.GrantJr., Securities Underwriting,Practing Law Institute, 1985.
    3. Allan H.Pessin, Fundamentals of the Securities Industry, New York Institute of Finance,1985.
    4. Harry C.Sauvain,Investment Management,4th edition, Prentice-Hall,Inc.,1973.
    5. Louis Loss, Securities Regulation,Little, Brown and Company,1961.
    6. Stephen ARoss,Randolph W.Westerfield and Jeffrey F. Jaffe, corporate finance,2nd edition.1990.
    7. Richard A .Brealy and Steward C .Myers,Principles of corporate finance,3rd edition,New York: McGraw-Hill international editions,1988.
    8. O`Flaherty, J.,1983, Going public: the enterpreneur`s guide J.Wiley, New York.
    9. Clifford W.Smith,jr.,"Alternative methods for raising capital-rights vesus underwritten offerings",Journal of Financial Economics, 1977, p273-307.
    10.--- "investment banking and the capital acquistion process",Journal of Financial Ecnomics,1986,p3-29.
    11. Harold I. Freilich and Ralph S.Janvey,"Understanding "Best Efforts"Offerings",Securities Regulation Law Journal,1989,p151-171.
    12. David S.Kidwell.M. Wayne Marr and G.Rodney Thompson,"shelf registration: competition and market flexibility" ,the Journal of Law and Economics, 1987,p 181-206.
    13. Louis H.Ederington ,"negotiated versus competitive underwritings of corporate bonds", The Journal of Finance, 1976,p 17-28.
    14. Michael DJoehnk and David SKidwell,"comparative costs of competitive and negotiated underwriting in the state and local bond market",the Journal of Finance,1979,p725-731.
    15. ----and Edward A.dyl,"competitive versus negotiated underwriting of public utility debt", the Bell Journal of Economics, 1976, p680-689.
    16. Norman H .Moore,David R.Peterson,and Pamela P. Perterson, "shelf registrations and shareholder wealth: a comparision of shelf and traditional equity offerings", the Journal of Finance,1986,pp451-463.
    17. Palani-rajan Kadapakkam and Stanley J.Kon, "the value of shelf registration for new debt issues", Journal of business,1989,p271-292.
    18. Robert S.Hansen and John M .Pinkerton, "direct equity financing: a resolution of a paradox", the Journal of Finance,1982,p651-665.
    19. Robert J .Rogowski and Eric H.Sorensen, "dereguration in investment banking :shelf registrations ,structure, and performance" ,Financial Management,1985, pp5-15.
    20. Richard L.Smith,"the choice of issurance procedure and the cost of competitive and negotiated underwriting: an examination of the impact of rule 50", the Journal of Finance,p703-720.
    21. Sanjai Bhagat, M.Wayne MaIT, and G.Rodney Thompson, "the rule 415 experiment: equity markets", the Journal of Finance,1985,p1385-1401.
    22.----"the effect of management`s choice between negotiated and competitive equity offerings on shareholder wealth", Journal of financial and quantitive Analysis, 1986,p181-196.
    23.----and Peter A. Frost, "issuing costs to existing shareholders in competitive and negotiated underwritten public utility equity offerings "Journal of Financial Economics,1986,p233-259.
    24. Sung C.Bae and Haim Levy, "the valuation of firm commitment underwriting contracts for seasoned new equity issues: theory and evidence" ,Financial Management, 1988 ,p48-59.

    三、日文部份
    1.株式公開?手引?山--證券株式會社。
    2. 鈴木三也監修 有價證券報告書等?記載?仕方,稅務研究會社出版局。
    Description: 碩士
    國立政治大學
    會計學系
    Source URI: http://thesis.lib.nccu.edu.tw/record/#B2002005069
    Data Type: thesis
    Appears in Collections:[會計學系] 學位論文

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