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    題名: 聯合行為下寬恕政策的有效性分析
    The Effectiveness Analysis of Leniency Policy under Cartel
    作者: 陳姿伶
    Chen, Tzu Ling
    貢獻者: 王智賢
    Wang, Jue Shyan
    陳姿伶
    Chen, Tzu Ling
    關鍵詞: 寬恕政策
    卡特爾
    反托拉斯
    子賽局完全均衡
    資訊不對稱
    序列均衡
    Leniency Policy
    Cartel
    Antitrust
    Subgame Perfect Equilibrium
    Information Asymmetry
    Sequential Equilibrium
    日期: 2015
    上傳時間: 2015-07-13 11:17:34 (UTC+8)
    摘要: 寬恕政策為政府打擊卡特爾不可或缺的重要工具，為了維持市場競爭公平性，各國相繼將其引入法條之中，該政策透過廠商主動揭露涉案行為，使得政府可有效掌握證據將其處置。本文建立兩種賽局模型並分別利用子賽局完全均衡及序列均衡的概念，嘗試討論一般情況下寬恕政策的效率及納入資訊不對稱情形下的政策有效性，並由兩模型推論出：實行寬恕政策且廠商主動申報聯合行為為社會最有效率的均衡、透過政府制定適當的罰鍰區間引導下，主動申報聯合行為的行為可視為一區隔廠商型態的訊號。
    The leniency policy plays an indispensable role in thwarting cartel formation. To maintain the fairness of market competition, most countries successively bring this policy into their antitrust legislation. After the enforcement of the policy, the involved firms may have incentive to self-report and provide evidences to the Antitrust Authority. Therefore, the authorities can get enough evidences to convict those firms of being cartel members.
    In this paper, we develop two kinds of game theoretical model and use the concept of subgame perfect equilibrium and sequential equilibrium to discuss the efficiency of leniency policy in general conditions, and the effectiveness of the policy under the condition of information asymmetry. We show that it is efficient to the society and the authorities when the cartel members self-report under the enforcement of leniency policy. Moreover, by setting up an appropriate fine payment, self-reporting can be a signal for the authorities to segment the type of the involved firms.
    參考文獻: 中文文獻

    王銘勇，「聯合行為寬恕減免責任條款之研究」，公平交易季刊，第14卷第1期 (2006)。
    顏廷棟，「聯合行為之執法檢討與展望」，公平交易季刊，第20卷第4期 (2012)。

    英文文獻

    Apesteguia, J., Dufwenberg, M., & Selten, R., “Blowing the Whistle,” 31 Economic Theory, (2007).
    Bigoni, M., Fridolfsson, S. O., Lecoq, C., & Spagnolo, G., “Fines, Leniency and Rewards in antitrust, ” 43 RAND Journal of Economics, (2012).
    Brenner, S., “An Empirical Study of the European Corporate Leniency Program,” 27 International Journal of Industrial Organization, (2009).
    Choi, J. P., & Gerlach, H., “Global cartels, leniency programs and international antitrust cooperation,” 30(6) International Journal of Industrial Organization, (2012).
    Harrington, J.E., “Corporate Leniency Programs When Firms Have Private Information: The Push of Prosecution and the Pull of Pre-emption,” 61(1) Journal of Industrial Economics, (2013).
    Hinloopen, J., “An Economic Analysis of Leniency Programs in Antitrust Law,” 151(4) De Economist, (2003).
    Hinloopen, J., & Soetevent, A. R., “Laboratory Evidence on the Effectiveness of Corporate Leniency Programs,” 39 RAND Journal of Economics, (2008).
    Miller, N.H., “Strategic Leniency and Cartel Enforcement,” 99 American Economic Review, (2009).
    Motta, M., & Polo, M., “Leniency Programs and Cartel Prosecution,” 21 International Journal of Industrial Organization , (2003).
    Sauvagnat, J.,“ Prosecution and Leniency Programs：A fool’s game, ” Toulouse School of Economics working paper Series , (2010).
    Silbye, F., “A note on antitrust damages and leniency programs,” 33(3) European Journal of Law and Economics, (2012).
    描述: 碩士
    國立政治大學
    財政研究所
    102255017
    103
    資料來源: http://thesis.lib.nccu.edu.tw/record/#G0102255017
    資料類型: thesis
    顯示於類別:[財政學系] 學位論文

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