Reference: | 一、中文 ※書籍 1. 王文宇,資產證券化之意義、基本型態與相關法律問題,金融法,元照出版,2001年5月。 2. 王文宇、黃金澤、邱榮輝合著,金融資產證券化之理論與實務,元照出版,2003年2月。 3. 王文宇主編,王文宇、林仁光、林繼恆等十二人合著,金融法,元照出版,2004年7月,初版。 4. 王開國等編著,資產證券化論,上海財經大學出版社,1999年12月。 5. 何小鋒等著,資產證券化:中國的模式,北京大學出版社,2002年4月。 6. 林文琇、邱淑貞和譯,資產證券化手冊-流動性與資金管理,台灣金融研訓院,2000年12月。 7. 林柳君譯,kevin G. Rivette和David Kline著,閣樓上的林布蘭,經典傳訊,2000年。 8. 陳文達、李阿乙、廖咸興合著,資產證券化理論與實務,智勝文化,2002年8月。 9. 陳計男,破產法論,三民書局,修訂五版,1999年9月。 10. 陳威光、衍生性金融商品 選擇權、期貨與交換,智勝文化,2001年7月,初版。 11. 陳達仁、黃慕萱,專利資訊與專利檢索,文華圖書,2003年2月,再版。 12. 馮震宇,智慧財產權發展趨勢與重要問題研究,元照出版,2003年10月。 13. 趙晉枚、蔡坤財、周慧芳、謝銘洋、張凱娜合著,智財權入門,元照出版,2004年2月。 14. 劉江彬(計畫主持人),智慧財產政策研究,產業技術政策研究計畫結案報告,財團法人工業技術研究院委託,2003年12月12日。 15. 劉江彬、陳美章主編,兩岸智慧財產權保護與運用,元照出版,2002年7月。 16. 蔡明誠,發明專利法研究,國立台灣大學法學叢書103,2000年3月,第三版。 17. 薛波主編,元照英美法詞典,北京法律出版社,2003年5月。 ※期刊 1. 周延鵬,智慧資本投資保障的完整性,政大智慧財產評論,第一卷第一期,2003年10月,第25-50頁。 2. 孫遠釗,電腦軟體與『業物方法』的智慧財產保護---美國最近法例引介與評析,法學叢刊第四十四卷第四期(第一七六期),1999年10月,第1-16頁。 3. 孫遠釗,美國智慧財產權法最新發展與評析(2000∼2003),政大智慧財產評論,第一期第一卷,2003年10月,第143-214頁。 4. 許松、吳書明,知識經濟時代智慧財產權融資之研究,台灣土地金融季刊,第四十一卷第一期,2004年3月,第43-57頁。 5. 馮浩庭,從美國暫時性禁制令看我國定暫時狀態之假處分---以專利侵權爭議為例,政大智慧財產評論,第二卷第一期,2004年4月,第117-140頁。 6. 張明郎、吳宜蓉,植物品種及種苖法簡介,農政與農情第一四三期,2004年5月,資料來源:http://www.coa.gov.tw/8/208/213/4475/6477/6842/6842.html。 7. 黃金澤,金融資產證券化之會計處理,台灣金融財務季刊,第四輯第四期,2003年12月。 8. 劉孔中、高安淇,從國際規範及歐盟設計規則論新式樣制度之革新,政大智慧財產評論,第一卷第一期,2003年10月,第1-23頁。 9. 謝福源,智慧財產證券化與擔保融資之介紹,法律評論,第六十九卷第四∼六期合刊,2003年6月,第6-19頁。 10. 闕光威,智慧資本的法律定性與智慧財產證券化的可行性研究,政大智慧財產評論,第二卷第一期,2004年4月,第97-116頁。 11. 闕光威、陳月秀,智慧財產證券化可能的經營模式與法制面的探討,月旦法學,第111期,2004年8月,第61-79頁。 ※碩士論文 1. 林妤珊,無形資產證券化可行性之分析,台灣大學商學研究所碩士論文,2002年。 2. 林國塘,均等論在專利審查時適用之研究,世新大學法學院碩士論文,2003年7月。 3. 張道周,應收債款管理契約之研究,台灣大學法律研究所碩士論文,2001年6月。 4. 葉程瑋,我國智慧財產技術服務業之研究---以鑑價與仲介業者為例,政治大學科技管理研究所碩士論文,2003年9月。 5. 賴文智,智慧財產權與民法的互動---以專利授權契約為主,台灣大學法律研究所碩士論文,2000年。 ※報紙文章 1. 傅清源,方興未艾的歐洲證券化市場,經濟日報,2004年7月11日,C1版,金融廣場。 2. 劉江彬,智慧財產權證券化之可行性,《政大EMBA教室》,經濟日報,2004月7日3日,第10版,管理實務。 二、英文 ※書籍 1. Diane Audino, Securitization: The Rating Agency Approach to Credit Risks, Euromoney, 1996. 2. Theodor Baums, Asset Securitization in Europe, FORUM Internationale, No.20, May 1994. 3. Bruce Berman, From Ideas to Assets: Investing Wisely in Intellectual Property, John Wiley & Sons, Inc., 2002. 4. Jane Borrows, Securitization: Legal and Regulatory Considerations, Euromoney publications, 1996. 5. John Henderson, Asset Securitization: current techniques and emerging market applications, Euromoney Publication, 1997. 6. Robert C. Megantz, Technology Management: Developing and Implementing Effective Licensing Programs, John Wiley & Sons, Inc., 2002. 7. Christine A. Pavel, Securitization: The Analysis and Development of the Loan-Based/Asset-Backed Securities Markets, Probus Publishing, 1989. 8. Federal Register, Vol.69, No 93, May 13, 2004. 9. Zoe Shaw, Securitization:Credit Enhancement and Cash Flow Analysis, Euromoney publications, 1996 10. Zoe Shaw, Securitization: Introduction and the Issuer’s Perspective, Euromoney publications, 1996. 11. Melvin Simensky, Lanning Bryer and Neil J. Wilkof edited, Intellectual Property in the Global Marketplace, Vol.Ⅱ, John Wiley & Sons, Inc., 1999. 12. Gordon V. Smith and Russell L. Parr, Valuation of Intellectual Property and Intangible Assets, third edition, John Wiley & Sons, Inc., 2000. 13. WIPO, WIPO Intellectual Property Hand book: Policy, Law and Use, WIPO Publication No. 489 (E), 2001. ※文章 1. Michelle Armond, Introducing the Defense of Independent Invention to Motions for Preliminary Injunctions in Patent Infringement Lawsuits, 91 Calif. L. Rev. 117, January, 2003. 2. Lanning G. Bryer and Scott J. Lebson, intellectual property assets in mergers &acquisitions, 2003. 3. Baila H. Celedonia, United States: Intellectual Property in Secured Transactions, 11 May 2004, Mondeq, http://www.mondaq.com/article.asp?articleid=25947&searchresults. 4. Hewson Chen, Music: Don’t Sell Out, Sell Bonds: The Pullman Group’s Securitization of the Music Industry, An Interview with David Pullman, 2 Vand. J. Ent. L. & Prac, 161, spring, 2000. 5. Nicole Chu, Bowie Bonds: A Key to Unlocking, the Wealth of Intellectual Property, 21 Hastings Comm. & Ent. L.J. 469, Winter 1999. 6. Judith Church, Intellectual Property Issues in Mergers and Acquisitions, Insights: the Corporate and Security Law Advisors, Vol.15, No. 3, March 2001. 7. Kevin Donovan, Wide array of assets represented: focus on earnings, Asset Securitization Report, January 27, 2003. 8. Malcolm S. Dorris, The Securitization of Drug Royalties: A New Elixir?, Global Securitization and Structured Finance 2003. 9. Editorial Staff, Whispers, Asset Securitization Report, March 12, 2001. 10. David Edwards, Patent Backed Securitization: Blueprint for a New Asset Class, http://www.surfip.gov.sg/sip/site/focus/SurfIP_Focus_052002.htm. 11. Lisa M. Fairfax, When You Wish upon a Star: Explaning the Cautious Growth of Royalty-Backed Securitization, 1999 Colum. Bus. L. Rev. 441. 12. Elliot A. Fishman, Securitization of IP Royalty Streams: Assessing the Landscape, Technology Access Report, September 2003. 13. Thomas J. Gordon, Securitization of Executory Future Flows as Bankruptcy –Remote True Sales, 67 U. Chi. L. Rev. 1317, fall, 2000. 14. Adam Grant, Ziggy Stardust Reborn: A Proposed Modification of the Bowie Bond, 22 Cardozo L. Rev. 1291, 2001. 15. Michael Gregory, UCC brings footwear designer IP deal to market, Asset Securitization Report, August 26, 2002. 16. Michael Gregory & Kevin Donovan, Second pharmaceutical royalty ABS quietly prices, Asset Securitization Report, August 4, 2003. 17. Ted Hagelin, A New Method to Value Intellectual Property, 30 AIPLA Q. J. 353, summer, 2002. 18. Bob Hahn and Kim Scott, Royalty payments basis for securities, In Depth: Banking & Finance, February 11, 2000, http://www.bizjournals.com/charlotte/stories/2000/02/14/focus5.html. 19. Claire A. Hill, Securitization: A Low-Cost Sweetener for Lemons, 74 Wash. U. l. Q. 1061, 1996. 20. John S. Hillery, Securitization of Intellectual Property: Recent Trends from United States, Washington/core, March 2004, http://www.iip.or.jp/summary/pdf/WCORE2004s.pdf. 21. H. John Jackson, Royalty Securitization: Taking CABS to Bankruptcy Court, Thomas Jefferson Law Review, Vol.21.2. 22. Teresa N. Kerr, Bowie Bonding in the Music Biz: Will Music Royalty Securitization Be the Key to the Gold for Music Industry Participants? , 7 UCLA Ent. L. Rev. 367, Spring 2000. 23. Jay C. Klear, Applicability of Private Equity Fund Structure in the Furtherance of Intellectual Property Securitizations, 2002 Colum. Bus. L. Rev. 796, 2002. 24. Howard P. Knopf, Security Interests in Intellectual Property: A International Comparative approach, 2001, http://www.lcc.gc.ca/en/themes/er/fsi/publications.asp. 25. Yoshinori Komiya, Intellectual Property in Business: Japan’s strategies for exploitation of IP, Tech Monitor, Sep-Oct 2003. 26. Timothy C. Leixner, United States: Securitization of Financial Assets, May 25, 2004, Mondaq, http://www.mondaq.com/article.asp?articleid=26259&searchresults. 27. Adam Liberman, Australia: Intellectual Property in Mergers and Acquisitions: 10 Ingredients to a Successful Deal, Mondaq, 19 July 2004, http://www.mondaq.com/article.asp?articleid=27355&email_access=on. 28. Lovells, Client note-Intellectual property securitisation : a new asset class for Japan?, 2002. http://www.lovells.com/germany/ControlServlet/de/publication/pubId/783/. 29. Lois R. Lupica, Asset Securitization: The Unsecured Creditor`s Perspective, 76 Tex. L. Rev. 595, February, 1998. 30. Lois R. Lupica, Revised Article 9, Securitization Transactions and Bankruptcy Dynamic, 9 Am. Bankr. Inst. L. Rev. 287. 31. Colleen Marie O`Connor, How DreamWorks works: Anatomy of movie-backed deals, Asset Securitization Report, November 4, 2002. 32. Bonnie McGeer, Profile: Guess deal viewed as a model for IP sector, Asset Securitization Report, November 17, 2003. 33. Sarah Mulholland, Funding is Paramount in new deal, Asset Securitization Report, August 9, 2004. 34. J. Thomas Mullen, Joan L. Long and Thomas S. Kiriakos, Has David Bowie Started a New Era of Celebrity Securitizations?, The Securitization Conduit, Vol.1, No.1, 1998. 35. William J. Murphy, Proposal for A Centralized and Integrated Registry for Security Interests in Intellectual Property, 41 IDEA 297. 36. Kevin G. Rivette and David Kline, Discovering New Value in Intellectual Property, Harvard Business Review, January-February 2000. 37. Marty Rosenblatt, FASB Issues FASB Statement 140 Replacing FASB 125, The Securization Conduit, Vol. 3, No. 1/2, 2000. 38. Marty Rosenblatt and Jim Johnson, Securitization Accounting under FASB 140: The Standard Formerly Known as FASB 125, Deloutte & Touche, Jan 2001. 39. Deborah Schavey Ruff, Security Interests in Patents and Trademarks, August, 2003, http://www.securitization.net/pdf/Ruff_Schavey_Security_Interests.PDF. 40. Steven L. Schwarcz, The Impact of Bankruptcy Reform on “True Sale” Determination in Securitization Transactions, Fordham Journal of Corporate & Financial Law, Vol.7, No.2, 2002. 41. Melvin Simensky and Eric C. Osterberg, The Insurance and Management of Intellectual Property Risks, 17 Cardozo Arts & Ent. L. J. 321, 1999. 42. Barry D Weiss, Information-age acquisitions: Locking up assets, Part I, Mergers and Acquisitions, Vol. 33, Iss.1, Jul/Aug 1998. 43. World Intellectual Property Organization (WIPO), Small and Medium-sized Enterprises Division, Intellectual Property for Business. http://www.wipo.int/sme/en/ip_business/index.htm. 44. Appendix 5 - The Secondary Market Function, 41 IDEA 429, 2002. ※研究報告 1. Law Commission of Canada, Leveraging Knowledge Assets: Reducing Uncertainty for Security Interests in Intellectual Property, Minister of Public Works and Government Services, 2004. http://www.lcc.gc.ca/en/themes/er/fsi/fsi_main.asp. 2. Staff Report: Enhancing Disclosure in the Mortgage-Backed Securities Markets, January 2003, http://www.sec.gov/news/studies/mortgagebacked.htm ※碩士論文 1. Marchenko, Alexander Valentinovich, Securitization of intellectual property: Where inventors and investors meet, University of Toronto (Canada), LLM Thesis, 2002. |