Loading...
|
Please use this identifier to cite or link to this item:
https://nccur.lib.nccu.edu.tw/handle/140.119/158531
|
Title: | 論以公平與公正待遇條款推動環境永續發展的可行性 Exploring the Potential of the Fair and Equitable Clause in Supporting Environmental Sustainability |
Authors: | 張育瑋 Chang, Yu-Wei |
Contributors: | 薛景文 Hsueh, Ching-Wen 張育瑋 Chang, Yu-Wei |
Keywords: | 公平與公正待遇 環境之永續發展 國際投資協定 Fair and Equitable Treatment Environmental Sustainability International Investment Agreements |
Date: | 2025 |
Issue Date: | 2025-08-04 14:14:37 (UTC+8) |
Abstract: | 國際投資協定中(International Investment Agreement)的公平與公正待遇(Fair and Equitable Treatment, FET)條款,目的在於保障外國投資人免於遭受歧視或不當對待,要求地主國提供公平且可預期的法律體系。隨著國際社會對氣候變遷、生物多樣性喪失等全球性挑戰的關注日益加深,各國開始積極制定國內環境政策與相關規範。然而地主國的環境保護措施通常會對外國投資人產生重大影響,因此FET條款成為外國投資人挑戰國家環境政策的重要依據。在此情形下,如何在投資保障與環境永續之間取得平衡,成為當前國際投資法與國際環境法交錯處的重大挑戰。 本篇論文旨在探討FET條款是否具備整合國際環境法義務、進而推動環境永續發展的可行性,而不會單方面淪為外國投資人之抗辯利器。本文首先分析FET條款之起源、類型與法律效果,接著闡述現行國際環境法之核心原則與義務內容,分析國際投資協定與國際環境協定所產生之義務衝突。再者,本篇論文從仲裁實務出發,分析多起投資仲裁案例中仲裁庭對於FET條款與環境措施間的解釋與權衡模式。本文進一步提出具體制度設計建議,如將國際環境法原則納入投資協定前言、將預防原則解釋為習慣國際法、或將環境保護義務解釋為具有習慣國際法下之「對世性義務(erga omnes)」性質,作為協調投資保護與環境義務的橋樑。 本文認為,雖然FET條款長期具有高度爭議性,但其概念彈性與仲裁實務演進,為其轉化為促進環境永續發展的重要平台提供了可能性。透過條文本身與詮釋路徑之調整,FET條款未來可望兼容投資保障與永續義務,成為建構投資法與環境法整合新秩序的核心支點。 The Fair and Equitable Treatment (FET) clause in International Investment Agreements (IIAs) aims to protect foreign investors from discrimination or unfair treatment by requiring host states to provide a fair and predictable legal environment. In response to the growing global concern over climate change, biodiversity loss, and other urgent environmental challenges, many states have increasingly taken proactive steps to develop domestic environmental policies and regulations. However, such environmental protection measures often have significant impacts on foreign investors, making the FET clause a key legal basis for investors to challenge national environmental policies. In this context, finding a balance between investment protection and environmental sustainability has become a major challenge at the intersection of international investment law and international environmental law. This thesis examines the feasibility of interpreting the FET clause as a tool for integrating international environmental obligations and promoting sustainable environmental development, rather than allowing it to become merely a defensive instrument for foreign investors. The study first examines the origins, types, and legal effects of the FET clause. It then outlines the core principles and obligations of contemporary international environmental law and analyzes the normative conflicts between IIAs and international environmental agreements. Furthermore, by engaging with arbitral jurisprudence, this thesis analyzes how tribunals have interpreted the FET clause and weighed environmental considerations against investors’ rights. Based on this analysis, the study proposes concrete recommendations, such as incorporating international environmental principles into the preambles of investment treaties, interpreting the "precautionary principle" as customary international law, or recognizing environmental obligations as "erga omnes" under customary international law. These proposals aim to bridge the gap between investment protection and environmental responsibilities. The thesis concludes that, despite its long-standing controversy, the flexible nature of the FET clause and the evolving arbitral practice offer the potential for transforming it into a platform for promoting environmental sustainability. Through adjustments in treaty drafting and interpretative approaches, the FET clause may serve as a critical pillar for constructing a new legal order that integrates investment protection with international environmental obligations. |
Reference: | 中文文獻 期刊 朴栽亨(2017年),國際投資法上公正與公平待遇原則之研究,高大法學論叢,12卷2期,頁115。 鄧烈(2006年),論「永續發展」概念在國際法之上意涵,台灣海洋法學報,5卷2期,頁41。 范建得、連振安 (2025年),《當季專論》《巴黎協定》第 6 條機制於國際發展合 作計畫之意義,國際開發援助現場季刊,6期。 網路資料 柳婉郁,三分鐘帶你看懂綠碳、藍碳、黃碳,綠學院,2022年8月22日,https://www.greenimpact.cc/Articles/detail?cid=1&id=458。 【碳知識】碳名詞,你知道幾個?,碳學堂,2024年4月1日,https://www.tcx.com.tw/learn/studio/articleContent/402890848e41a9b8018e985809f50207。 英文文獻 專書 IOANA TUDOR, THE FAIR AND EQUITABLE TREATMENT STANDARD IN THE INTERNATIONAL LAW OF FOREIGN INVESTMENT 19 (1st ed. 2008). RUMANA ISLAM, THE FAIR AND EQUITABLE TREATMENT (FET) STANDARD IN INTERNATIONAL INVESTMENT ARBITRATION 9 (Leïla Choukroune et al. eds., 1st ed. 2018). 專書論文 Gudrun Monika Zagel, Achieving Sustainable Development Objectives in International Investment Law, in HANDBOOK OF INTERNATIONAL INVESTMENT LAW AND POLICY 33-37 (Julien Chaisse & Leïla Choukroune eds., 2021). Jan Paulsson, The Role of Precedent in Investment Arbitration, in ARBITRATION UNDER INTERNATIONAL INVESTMENT AGREEMENTS: A GUIDE TO THE KEY ISSUES, para. 4.13 (Katia Yannaca-Small, 2nd ed., 2018). Margaret A. Young, Fragmentation, regime interaction and sovereignty, in SOVEREIGNTY, STATEHOOD AND STATE RESPONSIBILITY 71 (Christine Chinkin & Freya Baetens eds., 2015). Yulia Levashova, Fair and Equitable Treatment and the Protection of the Environment: Recent Trends in Investment Treaties and Investment Cases, in BRIDGING THE GAP BETWEEN INTERNATIONAL INVESTMENT LAW AND THE ENVIRONMENT 64 (Yulia Levashova & Tineke Lambooy eds., 2016). 期刊 Elizabeth Burleson & Diana Pei Wu, Non-State Actor Access and Influence in International Legal and Policy Negotiations, 21(1) Fordham Envtl. L. Rev. 193, 205 (2010). Ian Mwiti Mathenge, Tackling The Conundrum: Climate Change And Stabilization Under Fair And Equitable Treatment, 3 Afr. J. Int’l Econ. L. 69, 122 (2022). Mary Ellen O'Connell, Enforcement and the Success of International Environmental Law, 3(1) Ind. J. Global Legal Stud. 47, 48 (1995). Naimeh Masumy & Sara Hourani, The Invocation of the Precautionary Principle within the Investor–State Dispute Settlement Mechanism: Not Seizing the Occasion, 13(2) Law 1, 15 (2024). Owen McIntyre, The Precautionary Principle as a Norm of Customary International Law, 9(2) J. Envtl. L. 221, 235 (1997). Oliver J. Lissitzyn, The Meaning of the Term Denial of Justice in International Law, 30(4) AMERICAN J. INT’L L. 632, 639-642 (1936). Ottavio Quirico, Environmental Rights and Climate Rights Erga Omnes Obligations in International Law and EU Law?, 10(1) Y.B. Int'l L. & Eur. L. 104, 106 (2022). Rajamani, Lavanya. The Principle of Common but Differentiated Responsibility and the Balance of Commitments under the Climate Regime, 9 Rev. Eur. Comp. & Int'l Envtl. L. 120, 131 (2000). Riccardo Pavoni, & Dario Piselli, The Sustainable Development Goals and International Environmental Law: Normative Value and Challenges for Implementatio, 13(2) Veredas Do Direito 13, 24 (2016). Sumudu Atapattu, From "Our Common Future" to Sustainable Development Goals: Evolution of Sustainable Development Under International Law 36 WIS. INT'L L. J. 215, 219 (2019). Ying Zhu, Fair and and Equitable Treatment of Foreign Investors in an Era of Sustainable Development, 58(2) Nat. Resour. J. 319, 346 (2018). 國際投資協定與自由貿易協定 1974 Egypt-Germany BIT. 1989 Poland-Switzerland BIT. 1994 Costa Rica - Germany BIT. 1994 United Republic of Tanzania - United Kingdom BIT. 1995 Mexico - Spain BIT. 1996 Canada-Venezuela BIT. 1999 Bahrain-United States BIT. 2004 Croatia - Oman BIT. 2008 Rwanda-United States BIT. 2009 Netherlands - Oman BIT. 2009 Mexico - Singapore BIT. 2015 Brazil Model BIT. 2015 India Model BIT. 2016 Morocco-Nigeria BIT. 2019 Netherland Model BIT. 2023 Model Clauses for BITs. 2024 Italy Model BIT. Comprehensive Economic and Trade Agreement between Canada and the European Union and Its Member States chapter 8, pmbl, Can.-Eur., Oct. 30, 2016 O.J (L 11) 23, 50-77. Dominican Republic–Central America Free Trade Agreement art. 10.5(1), Mar. 1, 2006, https://ustr.gov/sites/default/files/uploads/agreements/cafta/asset_upload_file328_4718.pdf Investment Agreement for the COMESA Common Investment Area, art. 14.3, May 23, 2007 Canada-Colombia Free Trade Agreement art. 805, Nov. 21, 2008, https://www.international.gc.ca/trade-commerce/trade-agreements-accords-commerciaux/agr-acc/colombia-colombie/fta-ale/index.aspx?lang=eng Economic Agreement on Bogotá,March 2, 1948, https://www.oas.org/juridico/english/treaties/A 43_Economic_Agreement_of_Bogota.PDF. Free Trade Agreement Between the Government of Australia and the Government of the People’s Republic of China, Dec. 20, 2015, https://www.dfat.gov.au/sites/default/files/chafta-agreement-text.pdf. Agreement of North American Free Trade, Jan. 1, 1994, https://www.italaw.com/sites/default/files/laws/italaw6187%2814%29.pdf; 2012 US Model BIT. Agreement between Japan and the Republic of the Philippines for an Economic Partnership, Sept. 9, 2006, https://www.dti.gov.ph/philippines-japan-economic-partnership-agreement-pjepa/. ASEAN Comprehensive Investment Agreement, Mar. 29, 2012. 2015 EU-Singapore Free Trade Agreement, Oct. 9, 2014. Trans-Pacific Partnership Agreement, Feb. 4, 2016. 國際環境協定 Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters, June 25, 1998, 2161 U.N.T.S. 447. Convention on Biological Diversity pmbl, June 5, 1992, 1760 U.N.T.S. 79. UN General Assembly, United Nations Framework Convention on Climate Change art. 3.3, U.N. Doc. A/RES/48/189 (Mar. 21, 1994). Paris Agreement to the United Nations Framework Convention on Climate Change art. 2, Dec. 12, 2015, No. 16-1104. United Nations Convention of the Law of Sea, Dec. 10, 1982, 1833 U.N.T.S. 397. 國際投資仲裁案例 Biwater Gauff (Tanzania) Ltd. v. United Republic of Tanzania, ICSID Case No. ARB/05/22, Award (July 24, 2008). Burlington Resources Inc. v. Republic of Ecuador, ICSID Case No. ARB/08/5, Decision on Liability (Dec. 14, 2012). Chemtura Corporation (formerly Crompton Corporation) v. Government of Canada, PCA Case No. 2008-01, Award (Aug. 2, 2010). David R. Aven and Others v. Republic of Costa Rica, ICSID Case No. UNCT/15/3, Award of the Tribunal (Sep. 18, 2018). Emilio Agustín Maffezini v. The Kingdom of Spain, ICSID Case No. ARB/97/7, Award (Nov. 13, 2000) Eco Oro Minerals Corp. v. Republic of Colombia, ICSID Case No. ARB/16/41, Decision on Jurisdiction, Liability and Directions on Quantum (Sep. 9, 2021). Gold Reserve Inc. v. Bolivarian Republic of Venezuela, ICSID Case No. ARB(AF)/09/1, Award (Sep. 22, 2104). LG&E v. Argentina, ICSID Case No. ARB/02/1, Decision on Liability (Oct. 3, 2006). Metalclad Corporation v. The United Mexican States, ICSID Case No. ARB(AF)/97/1, Award (Aug. 30, 2000). Marion Unglaube v. Republic of Costa Rica, ICSID Case No. ARB/08/1, Award (May 16, 2012). MTD Equity Sdn. Bhd. and MTD Chile S.A. v. Republic of Chile, ICSID Case No. ARB/01/7, Award (May 25, 2004). RWE AG and RWE Eemshaven Holding II BV v. Kingdom of the Netherlands, ICSID Case No. ARB/21/4, Request for Arbitration (Jan. 20, 2021). S.D. Myers, Inc. v. Government of Canada, Partial Award (Nov. 13, 2000). Técnicas Medioambientales Tecmed, S.A. v. The United Mexican States, ICSID Case No. ARB (AF)/00/2, Award (May 29, 2003). Uniper SE, Uniper Benelux Holding B.V. and Uniper Benelux N.V. v. Kingdom of the Netherlands, ICSID Case No. ARB/21/22, Claimants’ Memorial (May 20, 2022). William Richard Clayton, Douglas Clayton, Daniel Clayton, and Bilcon of Delaware, Inc. v. Government of Canada, PCA Case No. 2009-04, Award on Jurisdiction and Liability (Mar. 17, 2015). UN 文件 Framework Convention on Climate Change Dec. 4/CMA. 1, U.N. Doc. FCCC/PA/CMA/2018/3/Add.1 (Mar. 19, 2019). Framework Convention on Climate Change Dec.18/CMA.1, U.N. Doc. FCCC/PA/CMA/2018/3/Add.2 (Mar. 19, 2019). Framework Convention on Climate Change Dec. 19/CMA. 1, U.N. Doc. FCCC/PA/CMA/2018/3/Add.1 (Mar. 19, 2019). Framework Convention on Climate Change Dec. 24/CP.19, U.N. Doc. FCCC/CP/2013/10/Add.3 (Jan. 31, 2014). Framework Convention on Climate Change Dec. 2/CP.18, U.N. Doc. FCCC/CP/2011/9/Add.1 (Mar. 15, 2012). Framework Convention on Climate Change Dec. 15/CP.7, U.N. Doc. FCCC/CP/2001/L.24 (Nov. 9, 2001). Framework Convention on Climate Change Dec. 9/CMP.7, U.N. Doc. FCCC/KP/CMP/2005/8/Add.2 (Mar. 30, 2006). Framework Convention on Climate Change Dec. 11/CMP.1, U.N. Doc. FCCC/KP/CMP/2005/8/Add.2 (Mar. 30, 2006). Framework Convention on Climate Change Dec. 13/CP.20, U.N. Doc. FCCC/CP/2014/10/Add.3 (Feb. 2, 2015). Framework Convention on Climate Change Dec. 24/CP.19, U.N. Doc. FCCC/CP/2013/10/Add.3 (Jan. 31, 2014). Framework Convention on Climate Change Dec. 2/CP.18, U.N. Doc. FCCC/CP/2011/9/Add.1, at 31-14 (Mar. 15, 2012). UNCTAD, FAIR AND EQUITABLE TREATMENT 21 (2012), https://unctad.org/system/files/official-document/unctaddiaeia2011d5_en.pdf. U.N. Conference on Environment and Development, Rio Declaration on Environment and Development, principle 15, U.N. Doc. A/CONF.151/26/Rev.1 (Vol.1), annex I (Aug. 12, 1992). World Summit for Social Development, Copenhagen Declaration on Social Development, 1, U.N. Doc. A/CONF.166/9 (Mar. 14, 1995). World Summit for Social Development, Copenhagen Declaration on Social Development, 1, U.N. Doc. A/CONF.166/9 (Mar. 14, 1995). 非期刊文獻 FOOD AND AGRICULTURAL ORGANIZATION, CODE OF CONDUCT FOR RESPONSIBLE FISHERIES, FOOD AND AGRICULTURAL ORGANIZATION (1995). INTERNATIONAL COURT OF JUSTICE, SEPARATE OPINION OF JUDGE WEERAMANTRY 118 (1997), https://www.icj-cij.org/sites/default/files/case-related/92/092-19970925-JUD-01-03-EN.pdf. (last visited July 27, 2025). INTERNATIONAL INSTITUTE FOR SUSTAINABLE DEVELOPMENT [hereinafter IISD], FAIR AND EQUITABLE TREATMENT: WHY IT MATTERS AND WHAT CAN BE DONE 1 (2022), https://www.iisd.org/system/files/2022-11/fair-equitable-treatment-en.pdf. OECD, ADDRESSING THE BALANCE OF INTERESTS IN INVESTMENT TREATIES: THE LIMITATION OF FAIR AND EQUITABLE TREATMENT PROVISIONS TO THE MINIMUM STANDARD OF TREATMENT UNDER CUSTOMARY INTERNATIONAL LAW 25-26 (2017), https://www.oecd.org/content/dam/oecd/en/publications/reports/2017/02/addressing-the-balance-of-interests-in-investment-treaties_00235f40/0a62034b-en.pdf. OECD, FAIR AND EQUITABLE TREATMENT STANDARD IN INTERNATIONAL INVESTMENT LAW 2 (2004), https://www.oecd.org/content/dam/oecd/en/publications/reports/2004/09/fair-and-equitable-treatment-standard-in-international-investment-law_g17a166b/675702255435.pdf. WORLD BANK, LEGAL FRAMEWORK FOR THE TREATMENT OF FOREIGN INVESTMENT: REPORT TO THE DEVELOPMENT COMMITTEE AND GUIDELINES ON THE TREATMENT OF FOREIGN DIRECT INVESTMENT 20 (1992). SECRETARIAT OF THE CONVENTION ON BIOLOGICAL DIVERSITY, BONN GUIDELINES ON ACCESS TO GENETIC RESOURCES AND FAIR AND EQUITABLE SHARING OF THE BENEFITS ARISING OUT OF THEIR UTILIZATION (2002), https://www.cbd.int/doc/publications/cbd-bonn-gdls-en.pdf. SECRETARIAT OF THE CONVENTION ON BIOLOGICAL DIVERSITY, ADDIS ABABA PRINCIPLES AND GUIDELINES FOR THE SUSTAINABLE USE OF BIODIVERSITY (2004), https://www.cbd.int/doc/publications/addis-gdl-en.pdf. 網路資料 An Introduction to the Kyoto Protocol Compliance Mechanism, UNITED NATIONS CLIMATE CHANGE, https://unfccc.int/process-and-meetings/the-kyoto-protocol/compliance-under-the-kyoto-protocol/introduction (last visited July 27, 2025). Astrid Dannenberg, Marcel Lumkowsky, Emily K. Carlton, and David G. Victor, Naming and shaming as a strategy for enforcing the Paris Agreement: The role of political institutions and public concern, Proceedings of the National Academy of Sciences (Sept. 25, 2023), https://www.pnas.org/doi/10.1073/pnas.2305075120#:~:text=Over%20time%2C%20reliance%20upon%20naming%20and%20shaming,must%20disclose%20their%20progress%20toward%20their%20NDCs. Clayton/Bilcon v. Government of Canada, GLOBAL AFFAIRS CANADA, https://www.international.gc.ca/trade-agreements-accords-commerciaux/topics-domaines/disp-diff/clayton.aspx?lang=eng (last updated May 24, 2023). Convention on Biological Diversity, Key International Instrument for Sustainable Development, United Nations, https://www.un.org/en/observances/biological-diversity-day/convention (last visited July 27, 2025). Dai Anna Chuwen, Protection from Arbitrary or Discriminatory Treatment, JUS MUNDI, https://jusmundi.com/en/document/publication/en-protection-from-arbitrary-or-discriminatory-treatment (last updated July 30, 2024). Germaine Leahy, International Environmental Law, GEORGE WASHINGTON LAW, https://law.gwu.libguides.com/IEL (last updated Apr. 9, 2025). Impact assessment: Voluntary Guidelines on Biodiversity-Inclusive Impact Assessment, CONVENTION ON BIOLOGICAL DIVERSITY, https://www.cbd.int/decision/cop/default.shtml?id=11042 (last visited July 27, 2025). Inuit Petition to the Inter- American Commission on Human Rights, Seeking Relief from Violations Resulting from Global Warming Caused by Acts and Omissions of the United State, CLIMATE CHANGE LITIGATION DATABASES, https://climatecasechart.com/wp-content/uploads/non-us-case-documents/2005/20051208_na_petition.pdf (last visited July 27, 2025). International Convention for the Prevention of Pollution from Ships (MARPOL), International Maritime Organization, https://www.imo.org/en/about/Conventions/Pages/International-Convention-for-the-Prevention-of-Pollution-from-Ships-(MARPOL).aspx (last visited July 27, 2025). Joint implementation, United Nations Climate Change, https://unfccc.int/process/the-kyoto-protocol/mechanisms/joint-implementation (last visited July 27, 2025). Mapping of IIA Clauses, UN TRADE AND DEVELOPMENT [UNCTAD], https://investmentpolicy.unctad.org/pages/1031/mapping-of-iia-clauses (last visited July 27, 2025). Mazurenko Vsevolod, Unreasonable and/or Arbitrary Measures in Fair and Equitable Treatment, JUS MUNDI, https://jusmundi.com/en/document/publication/en-unreasonable-and-or-arbitrary-measures-in-fair-and-equitable-treatment (last updated Sept. 23, 2024). Meinhard Schröder, Precautionary Approach/Principle, OXFORD PUBLIC INTERNATIONAL LAW, https://opil.ouplaw.com/display/10.1093/law:epil/9780199231690/law-9780199231690-e1603 (last visited July 27, 2025). Notes of Interpretation of Certain Chapter 11 Provisions, GLOBAL AFFAIRS CANADA, https://www.international.gc.ca/trade-agreements-accords-commerciaux/topics-domaines/disp-diff/NAFTA-Interpr.aspx?lang=eng (last modified Aug. 28, 2013). Possible outcomes from a COP, LAWYERS RESPONDING TO CLIMATE CHANGE (May 30, 2024), https://legalresponse.org/legaladvice/possible-outcomes-from-a-cop/. The Clean Development Mechanism, UNITED NATIONS CLIMATE CHANGE, https://unfccc.int/process-and-meetings/the-kyoto-protocol/mechanisms-under-the-kyoto-protocol/the-clean-development-mechanism (last visited July 27, 2025). The Mining Code, INTERNATIONAL SEABED AUTHORITY, https://www.isa.org.jm/the-mining-code (last visited July 27, 2025). The Paris Agreement, UNITED NATIONS CLIMATE CHANGE, https://unfccc.int/process-and-meetings/the-paris-agreement (last visited July 27, 2025). United Nations Convention on the Law of the Sea, INTERNATIONAL MARITIME ORGANIZATION, https://www.imo.org/en/ourwork/legal/pages/unitednationsconventiononthelawofthesea.aspx (last visited July 27, 2025). UNEP Action to Strengthen Environmental Data, Policy and the SDGs, UN ENVIRONMENT PROGRAMME, https://www.unep.org/explore-topics/environmental-rights-and-governance/what-we-do/supporting-2030-agenda/unep-action (last visited July 27, 2025). What is the Kyoto Protocol?, UNITED NATIONS CLIMATE CHANGE, https://unfccc.int/kyoto_protocol (last visited July 27, 2025). What is the United Nations Framework Convention on Climate Change?, UNITED NATIONS CLIMATE CHANGE, https://unfccc.int/process-and-meetings/what-is-the-united-nations-framework-convention-on-climate-change (last visited July 27, 2025). |
Description: | 碩士 國立政治大學 國際經營與貿易學系 110351044 |
Source URI: | http://thesis.lib.nccu.edu.tw/record/#G0110351044 |
Data Type: | thesis |
Appears in Collections: | [國際經營與貿易學系 ] 學位論文
|
Files in This Item:
File |
Description |
Size | Format | |
104401.pdf | | 1913Kb | Adobe PDF | 0 | View/Open |
|
All items in 政大典藏 are protected by copyright, with all rights reserved.
|