政大機構典藏-National Chengchi University Institutional Repository(NCCUR):Item 140.119/152663

政大機構典藏-National Chengchi University Institutional Repository(NCCUR):Item 140.119/152663

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政大機構典藏 > 商學院 > 科技管理與智慧財產研究所 > 學位論文 > Item 140.119/152663

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題名:	標準必要專利FRAND權利金計算之研究－以英國近期案例為中心 A Study on FRAND Royalty Calculations for Standard Essential Patents－Focusing on Recent Cases in the United Kingdom
作者:	李晏誠 Li, Yen-Cheng
貢獻者:	莊弘鈺 Chuang, Hung-Yu 李晏誠 Li, Yen-Cheng
關鍵詞:	標準必要專利 FRAND權利金可比較授權法由上而下法可比較授權協議 Standard Essential Patent (SEP) FRAND Royalties Comparable Licensing Approach Top-Down Approach Comparable License
日期:	2024
上傳時間:	2024-08-05 13:08:04 (UTC+8)
摘要:	自英國法院於 2017 年作成首起全球標準必要專利 FRAND 權利金計算的判決，引發全世界科技產業、智財法界熱烈討論，由於直接牽涉授權雙方龐大利益，法院如何計算出 FRAND 權利金為重要議題，故本文研究核心將著重於 FRAND 權利金計算方法，描繪出可供依循之 FRAND 權利金計算指引。本文透過回顧英國法院近年三個關於全球標準必要專利 FRAND 權利金計算所作成之司法判決，深入個案進行判決研究，並從中萃取關於可比較授權法、由上而下法的計算方法重要見解及關鍵因素。其後從比較研究之觀點進行判決分析、歸納，從中窺探當今英國法院權利金判決之趨勢，以及提出未來企業於司法判決中提出計算方法時應注意之處。本文發現英國法院立場逐漸轉向專利實施人，計算方法上仍以可比較授權法為重，而影響權利金判決之重要因素包括專利覆蓋面、產品銷售分佈、利息因素。最後本文建議企業挑選可比較授權協議原則為「精」而不在「多」。期待本文對英國法院 FRAND 權利金計算之比較研究觀察與啟示，能作為資通訊產業與我國司法界面臨相關爭議時之參考。 Since the UK court made the first judgment on the calculation of global FRAND royalties for Standard Essential Patents in 2017, it has triggered heated discussions in the technology industry and the intellectual property legal sector all over the world. Since it directly involves the huge interests of the licensing parties, how the court calculates the FRAND royalties is an important issue. Therefore, the core of this paper will focus on the methodology of FRAND calculation and draw up a guideline for FRAND calculation. In this paper, by reviewing three recent judgments of the UK courts on the calculation of global FRAND royalties for Standard Essential Patents, and conduct an in-depth study of the judgments, and extracts important insights and key factors on the calculation methods of Comparable Licensing Approach and the Top-Down Approach from them. Afterwards, the judgments are analyzed and summarized from the viewpoints of the comparative study, in which the trend of the current UK court's royalty judgments is explored, and the points that enterprises should pay attention to when proposing the calculation method in future judicial judgments are also suggested. This paper finds that the position of the UK courts is gradually shifting towards licensee, and the calculation method is still based on the Comparable Licensing Method, while the important factors affecting royalty decisions include patent coverage, distribution of product sales, and interest factor. Finally, this article suggests that the principle for enterprises in selecting comparable licenses should be "fine" rather than "many". It is expected that this paper's observation and revelation on the comparative study of FRAND royalty calculation in the UK courts can serve as a reference for the information and communication industry and the judicial interface in Republic of China when facing related disputes.
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Wash. 2015). Ericsson Inc. v. D-Link Sys., 2014 U.S. App. LEXIS 22778 (Fed. Cir. Dec. 4, 2014). 知財高裁 2014 年(平成 26 年)5 月 16 日判決•平成 25 年(ネ)第 10043 號。 Ericsson Inc. v. D-Link Sys., 2013 U.S. Dist. LEXIS 110585 (E.D. Tex. Aug. 6, 2013) In re Innovatio IP Ventures, LLC, 2013 U.S. Dist. LEXIS 144061 49 (N.D. Ill. Sept. 27, 2013). Microsoft Corp. v. Motorola, Inc., 2013 U.S. Dist. LEXIS 60233 (W.D. Wash. Apr. 25, 2013). LaserDynamics, Inc. v. Quanta Computer, Inc. 694 F.3d 51 (Fed. Cir. 2012) Microsoft Corp. v. Motorola, Inc., 854 F. Supp. 2d 993 (W. D. Wash. 2012). Resqnet.com, Inc. v. Lansa, Inc., 594 F.3d 860 五、英文書籍 Communication from The Commission to the European Parliament (2017) Setting out the EU Approach to Standard Essential Patents. Shy, O. (2001). The economics of network industries. Cambridge university press. Miller, J. S. (2007). Standard setting, patents, and a access lock-in: RAND licensing and the theory of the firm. 六、英文期刊 Ghafele, R. (2022). A valuation perspective on the FRAND injunction issued in Unwired Planet vs Huawei. World Patent Information, 70. Kwan, M. (2021). The Pro-Patent Holder Approach in Unwired V. Huawei in Interpreting the ‘Fair, Reasonable and Non- Discriminatory’ Rule for the Licensing of Standard Essential Patents. Business Law Review. Giritli, N. (2019). Unwired Planet v Huawei – is FRAND appealing? Queen Mary Journal of Intellectual Property, 9, 490-502. Stitzing, R., Sääskilahti, P., Royer, J., & Audenrode, M. V. (2017). Over-declaration of standard essential patents and determinants of essentiality. Available at SSRN 2951617. Kesan, J. P., & Hayes, C. M. (2014). FRAND's Forever: Standards, Patent Transfers, and Licensing Commitments. Ind. LJ, 89, 231-237. Lemley, M. A., & Shapiro, C. (2006). Patent holdup and royalty stacking. Tex. L. Rev., 85, 1991. Kattan, J. (2001). Disclosures and Commitments to Standard-Setting Organizations. Antitrust, 16, 22. 七、中英文網路資料 Potter Clarkson,(2024, Apr 3). Insights From InterDigital v Lenovo: More On The UK's Place In European SEP Litigation?, https://www.mondaq.com/uk/patent/1446434/insights-from-interdigital-v-lenovo- more-on-the-uks-place-in-european-sep-litigation ETSI, (2024, Mar 17). ISO standards. http://www.iso.org/iso/home/standards.htm 黄莺(2023 年 10 月 19 日)。走向舞台中央:SEP 全球治理为何需要中国声音?。知产财经。https://www.ipeconomy.cn/mobile/yuanchuang/7777.html InterDigital Website. https://www.interdigital.com/ Lenovo StoryHub,(2023, Jun 27). Lenovo Declared “Overall Winner” in InterDigital FRAND case, https://news.lenovo.com/pressroom/press-releases/lenovo- declared-overall-winner-in-interdigital-frand-case/ 楊毅(2023 年 3 月 31 日)。中共飛彈還沒打過來，專利戰先開打!華為悄大舉威逼台網通廠上繳鉅額權利金。上報。 https://www.upmedia.mg/news_info.php?Type=1&SerialNo=169448 ETSI, (2023, Dec 17). ETSI Membership Information, https://www.etsi.org/membership InQuartik, (2022,Aug 6).Over-Declaration: Why Some Standard Essential Patents Actually Aren’t Essential. http://www.iso.org/iso/home/standards.htm ETSI, (2022)Annex 6: ETSI Intellectual Property Rights Policy, ETSI Rules of Procedure, Clause 15.6, at 41, http://www.etsi.org/images/files/IPR/etsi-ipr- policy.pdf IEEE, (2020, Feb 16). About 802.11 and How To Participate. https://www.ieee802.org/11/abt80211.html
描述:	碩士國立政治大學科技管理與智慧財產研究所 111364215
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