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    题名: 印太戰略下之日澳安全合作
    Japan-Australia Security Cooperation under the Indo-Pacific Strategy
    作者: 王思敏
    Wang, Ssu-Min
    贡献者: 李明
    王思敏
    Wang, Ssu-Min
    关键词: 印太戰略
    日澳安全
    權力轉移理論
    威脅平衡理論
    同盟理論
    Indo-Pacific strategy
    Japan-Australia security
    Power Transition Theory
    Balance of Threat Theory
    alliance theory
    日期: 2023
    上传时间: 2023-09-01 15:31:43 (UTC+8)
    摘要: 　　中國大陸崛起之際，美國做為全球超強之相對權力逐漸下降，而美國在印太地區最重要之兩個盟友日本與澳洲因此面臨對國家安全之威脅。本文由霸權穩定理論、權力轉移理論、威脅平衡理論與同盟理論分析日澳如何透過強化雙邊、三邊及多邊安全合作，以擴大區域合作範圍作為回應，藉以達成維持周邊地區安全、維護穩定且以規則為基礎之印太及全球秩序此三共同國家利益，降低遭美國拋棄或捲入衝突之風險及維持地區重要航道之自由航行權，並避免全球陷入「修昔底德陷阱」與「金德柏格陷阱」，為印太地區與全球和平做出貢獻。
    　　在雙邊合作上，自2007年簽訂《日澳安全保障合作共同宣言》以來，日澳關係不僅升級為「特殊戰略夥伴關係」，亦陸續簽署多項安全合作協定，並於2020年起發展「經濟安全」。在多邊安全合作上，透過以東協為中心之相關機制，日澳參與討論政治與外交議題之ARF、以經濟議題為核心之EAS，以及發展國防合作之ADMM-Plus。此外，日澳亦積極參與美日澳三邊安全合作機制，並以此為基礎發展少數多邊機制，如四方安全對話與馬拉巴爾演習。
    　　然而，日澳安全合作仍面臨幾項侷限，包括需考量國內專家與人民所持之意見、自身力量不足且關注之焦點地區相異而需相互競爭獲取美國支持、親美色彩使得東協因擔心內政遭干涉而卻步、為避免激怒中國大陸等因素而限制兩國安全合作之未來發展性，而在制度或法理上更是面臨難以協調之困難。為持續促進日澳未來之安全合作，兩國首要任務在於就「中國大陸核心利益」為何達成共識，以縮小兩國間China Gap並確保對中立場一致。
    　　本文整理印太戰略下之日澳安全合作，包括印太戰略下之美中權力轉移、日澳戰略夥伴關係如何形成、兩國安全合作之實踐，以及其所面臨之侷限，並分析日澳安全合作在印太戰略下對於國家、區域及國際之影響，以探討兩國如何為印太地區和平及穩定帶來貢獻。
    While Mainland China is rising, the United States, the only superpower in the world, is challenged with its relative decline of power. As the closest as well as the most important allies of the US in the Indo-Pacific region, Japan and Australia are thus facing threats on national security. Based on the Hegemonic Stability Theory, Power Transition Theory, Balance of Threat Theory, and alliance and alignment theory, this article analyzes how Japan and Australia react to the threats by strengthening bilateral, trilateral, and multilateral security cooperation to enlarge the range of cooperation in the region, so as to achieve their common national interests—to maintain the security of surrounding areas and the stability of regional as well as global orders that are based on rules. By doing so, the two states protect all states from falling into the Thucydides’s Trap and the Kindleberger Trap and make contributions to the Indo-Pacific region and the world.
    When it comes to bilateral cooperation, since the Japan-Australia Joint Declaration on Security Cooperation (JDSC) signed in 2007, the Japan-Australian relationship has been upgraded to Special Strategic Partnership, several security cooperation agreements have been signed and taken effect, and economy security has been also developed since 2020. As for multilateral security cooperation, the two states joined ARF, EAS, and ADMM-Plus that all put ASEAN on the center. In addition, they actively participate in the trilateral security cooperation mechanism among the US, Japan, and Australia. Based on the trilateral institution, Japan and Australia also start developing minilateralism relationship, such as Quad and Malabar exercise.
    However, there exist some obstacles to their security cooperation. First, they must take national professionals’ and their peoples’ opinions into consideration but no consensus has been achieved yet. Second, due to the lack of power and the difference of the areas they concern most, they need to compete against each other to gain support from the US. Third, the close relationship with the US makes ASEAN states hesitate. Besides, in order not to irritate Mainland China, some restrictions are posed by themselves. What is more, there are also some problems on related institutions and the Constitution. To keep improving Japan-Australia security cooperation, the first goal is to reach a consensus on what Mainland China’s core interests are so that the China Gap can be narrowed.
    To understand the contribution they bring to the peace and stability of order in the Indo-Pacific region, the article discusses topics concerning Japan-Australia security cooperation under the Indo-Pacific strategy, including the power transition between the US and Mainland China under the Indo-Pacific strategy, how Japan-Australia strategic partnership took shape, security cooperation practices, and the obstacles they are facing, and analyzes the effect of the cooperation on the two states, the region, and the globe.
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    Dibb, Paul. “Australia-United States,” in Australia as an Asia Pacific Regional Power: Friendship in flux? edited by Brendan Taylor. London: Routledge, 2007.
    Heazle, Michael, and Andrew O’Neil. China’s Rise and Australia–Japan–US Relations: Primacy and Leadership in East Asia. Cheltenham: Edward Elgar Publishing, 2018.
    Ikenberry, G. John, and Takashi, Inoguchi. Reinventing the Alliance: US - Japan Security Partnership in an Era of Change. New York: Palgrave Macmillan, 2003.
    Ishihara, Yusuke. “Japan-Australia Defence Cooperation in the Asia-Pacific Region,” in ANU-NIDS Joint Research: Beyond Hub and Spokes. Tokyo: NIDS, 2014.
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    Satake, Tomohiko. “The Future of the Quadrilateral Security Dialogue: Possibilities and Challenges,” in Minilateralism in the Indo-Pacific -- The Quadrilateral Security Dialogue, Lancang-Mekong Cooperation Mechanism, and ASEAN, edited by Bhubhindar Singh & Sarah Teo. New York: Routledge, 2020.
    Singh, Bhubhindar, and Teo, Sarah (edited). Minilateralism in the Indo-Pacific -- The Quadrilateral Security Dialogue, Lancang-Mekong Cooperation Mechanism, and ASEAN. New York: Routledge, 2020.
    Thu, Huong Le. “The Quadrilateral Security Dialogue and ASEAN centrality,” in Minilateralism in the Indo-Pacific -- The Quadrilateral Security Dialogue, Lancang-Mekong Cooperation Mechanism, and ASEAN, edited by Bhubhindar Singh & Sarah Teo. New York: Routledge, 2020.
    Wesley, Michael. “Australia-China,” in Australia as an Asia Pacific Regional Power: Friendship in flux? edited by Brendan Taylor. London: Routledge, 2007.
    期刊論文
    Ando, Shio. “Empirical analysis of the defense interdependence between Japan and the United States.” Defence and Peace Economics, vol. 26, no. 2, 2012, pp. 223-231. doi: 10.1080/10242694.2013.793531
    Beeson, Mark, and Chubb, Andrew. “Australia, China and the Maritime ‘rules-Based International Order’: Comparing the South China Sea and Timor Sea Disputes.” International Relations of the Asia-Pacific, vol. 21, no. 2, 2021, pp. 233-264. doi: 10.1093/irap/lcz022
    Bisley, Nick. “The East Asia Summit and ASEAN: Potential and Problems.” Contemporary Southeast Asia, vol. 39, no. 2, 2017, pp. 265-272.
    Ding, Lu, and Sun, Xuefeng. “Seeking Support Beyond Alliance? Rethinking Great Power Partner Politics after the Cold War.” International Relations of the Asia-Pacific, vol. 21, no. 3, 2021, pp. 431-464.
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    Goh, Evelyn. “Contesting Hegemonic Order China in East Asia,” Security Studies, vol. 28, no. 3, 2019, pp. 614-644. doi: 10.1080/09636412.2019.1604989.
    Heazle, Michael, and Tatsumi, Yuki. “Explaining Australia-Japan Security Cooperation and Its Prospects: ‘The Interests That Bind?’” Pacific Review, vol. 31, no. 1, 2018, pp. 38-56. https://doi.org/10.1080/09512748.2017.1310750
    Jeffery, Renée. “Evaluating the ‘China threat’: power transition theory, the successor-state image and the dangers of historical analogies.” Australian Journal of International Affairs, vol. 63, no. 2, 2009, pp.309-324. doi: 10.1080/10357710902895186
    Jimbo, Ken. “Anchoring Diversified Security Cooperation in the ADMM-Plus: A Japanese Perspective.” Asia Policy, no. 22, 2016, pp. 102-106.
    Medcalf, Rory. “Australia`s Foreign Policy White Paper: Navigating Uncertainty in the Indo-Pacific.” Security Challenges, vol. 14, no. 1, 2018, pp. 33-39. https://www.jstor.org/stable/26488489.
    Rollo, Stuart. “The "Asia threat" in the US--Australia relationship: then and now.” International Relations of the Asia-Pacific, vol.20, 2020, pp. 225-252. doi: 10.1093/irap/lcy023
    Saeed, Muhammad. “From the Asia-Pacific to the Indo-Pacific.” China Quarterly of International Strategic Studies, vol. 3, no. 4, 2017, pp. 499-512. doi: 10.1142/S2377740017500324
    Satake, Tomohiko, and Hemmings, John. “Japan–Australia Security Cooperation in the Bilateral and Multilateral Contexts.” International Affairs, vol. 94, no. 4, 2018, pp. 815–834.
    Satake, Tomohiko. “The Japan-Australia Contribution to a Liberal and Inclusive Regional Order: beyond the ‘China Gap.’” Australian Journal of International Affairs, vol. 70, no. 1, 2016, pp. 24-36. doi: 10.1080/10357718.2015.1077501
    Satake, Tomohiko. “The New Guidelines for Japan-U.S. Defense Cooperation and an Expanding Japanese Security Role.” Asian politics & policy, vol. 8, no. 1, 2016, pp. 27–38. https://doi.org/10.1111/aspp.12239.
    Shearer, Andrew. “U.S.–JAPAN–AUSTRALIA STRATEGIC COOPERATION IN THE TRUMP ERA: Moving from Aspiration to Action.” Southeast Asian affairs, vol. SEAA17, no. 1, 2017, pp. 83–100. doi: 10.1355/aa17-1e.
    Singh, Udai Bhanu. “The Significance of the ADMM-Plus: A Perspective from India.” Asia Policy, no. 22, 2016, pp. 96-101.
    Snyder, Glenn H. “The Security Dilemma in Alliance Politics.” World Politics, vol. 36, no. 4, 1984, pp. 461-495.
    Swafford, Patricia M., Ghosh, Soumen, and Murthy, Nagesh. “Achieving Supply Chain Agility through IT Integration and Flexibility.” International Journal of Production Economics, vol. 116, no. 2, 2008, pp.288-297.
    Takashi, Terada. “The Australia-Japan Partnership in the Asia-Pacific: From Economic Diplomacy to Security Co-operation?” Contemporary Southeast Asia, vol. 22, no. 1, 2000, pp. 175-198. https://www.jstor.org/stable/25798483.
    Thomas, Nicholas. “The Economics of Power Transitions: Australia Between China and the United States.” The Journal of Contemporary China, vol. 24, no. 95, 2015, pp. 846–864. http://dx.doi.org/10.1080/10670564.2015.1013376
    Urata, Shujiro. “US–Japan Trade Frictions: The Past, the Present, and Implications for the US–China Trade War.” Asian economic policy review, vol. 15, no. 1, 2020, pp. 141-159. doi: 10.1111/aepr.12279
    Vickery, Shaw nee, Calantone, Roger, and Dröge, Cornelia. “Supply Chain Flexibility: An Empirical Study.” The Journal of Supply Chain Management, vol. 35, no. 2, 1999, p.16-24.
    Wallace, Corey. “Leaving （north-east） Asia? Japan`s southern strategy.” International Affairs, vol. 94, no. 4, 2018, pp. 883-904. doi: 10.1093/ia/iiy027
    Walt, Stephen M. “Alliance Formation and the Balance of World Power.” International Security, vol. 9, no. 4, 1985, pp. 3-43.
    Wilkins, Thomas. “Middle power hedging in the era of security/economic disconnect: Australia, Japan, and the ‘Special Strategic Partnership.’” International Relations of the Asia-Pacific, vol. 23, no. 1, 2022, pp. 93-127. https://doi.org/10.1093/irap/lcab023
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    ASEAN Regional Forum. “ARF Statements.” https://aseanregionalforum.asean.org/category/newsroom/arf-statements/ (accessed May 15, 2023)
    Australia Embassy China, “Australia-China Relationship Overview,” https://china.embassy.gov.au/bjng/relations1.html
    Australian Embassy Tokyo. “International cooperation and defence.” https://japan.embassy.gov.au/tkyo/defence.html
    Australian Government Defence. “Australia-Japan bilateral exercise sharpens skills.” November 13, 2021. https://www.defence.gov.au/news-events/releases/2021-11-13/australia-japan-bilateral-exercise-sharpens-skills
    Australian Government Defence. “Australia-Japan Reciprocal Access Agreement.” https://www.defence.gov.au/business-industry/export/international-engagement
    Australian Government Defence. “United States-Japan-Australia Trilateral Defense Ministers Meeting - 2022 Joint Vision Statement.” June 11, 2022. https://www.minister.defence.gov.au/statements/2022-06-11/united-states-japan-australia-trilateral-defense-ministers-meeting-2022-joint-vision-statement
    Australian Government Department of Foreign Affairs and Trade. “Boosting supply chain resilience.” https://www.dfat.gov.au/trade/for-australian-business/boosting-supply-chain-resilience
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    Australian Government Department of the Prime Minister and Cabinet. “Japan-Australia summit meeting.” April 7, 2014. https://pmtranscripts.pmc.gov.au/release/transcript-23408
    Australian Government Minister for Home Affairs. “Japan and Australia strengthen relationship on telecommunications resilience and security with ministerial visit.” July 15, 2022. https://minister.homeaffairs.gov.au/ClareONeil/Pages/japan-australia-strengthen-relationship-telecommunications-resilience-security.aspx
    Australian Institute of International Affairs. “Australia-Japan Security Cooperation.” https://www.internationalaffairs.org.au/australia-japan-security-cooperation/ (accessed August 10, 2022)
    BBC News. “India-China dispute: The border row explained in 400 words.” 14 December, 2022. https://www.bbc.com/news/world-asia-53062484 (accessed May 5, 2023)
    Blenkin, Max. “2023-2024 Defence budget at first glance.” Australia Defence Magazine, May 9, 2023. https://www.australiandefence.com.au/defence/budget-policy/2023-2024-defence-budget-at-first-glance (accessed June 9, 2023)
    Clinton, Hillary. “America’s Pacific Century.” Foreign Policy, October 11, 2011. https://foreignpolicy.com/2011/10/11/americas-pacific-century/ (accessed February 8, 2023)
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    Dobell, Graeme. “Australia`s Pacific Pivot – destiny, duty, denial, and desire.” The Australian Strategic Policy Institute, 2019.
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    Ford, Lindsey W. “The Trump administration and the ‘Free and Open Indo-Pacific.’” The Brookings Institution, May, 2020. https://www.brookings.edu/research/the-trump-administration-and-the-free-and-open-indo-pacific/ (accessed February 17, 2023)
    Guy Boekenstein. “The Japan-Australia Training Initiative: Deterrence in the North.” Asia Society, January 5, 2022. https://asiasociety.org/australia/japan-australia-training-initiative-deterrence-north (accessed May 17, 2023)
    Hindustan Times, “The significance of the Malabar exercise,” https://www.hindustantimes.com/editorials/the-significance-of-the-malabar-exercise/story-GtJRK9jo4kpKiyb5TswbaI.html (accessed May 17, 2023)
    Index Mundi. “Country Comparison – Internet hosts.” https://www.indexmundi.com/g/r.aspx?t=10&v=140&l=en (accessed March 20, 2023)
    Ishihara, Yusuke. “The case for Japan–Australia Defence Cooperation Guidelines.” The Australian Strategic Policy Institute, 6 May, 2015. https://www.aspistrategist.org.au/the-case-for-japan-australia-defence-cooperation-guidelines/ (accessed 30 January, 2023)
    Japan Ministry of Defense. “Japan-Australia bilateral exercise.” https://www.mod.go.jp/en/article/2021/03/549b434ead05026827a3ce2353dca6ae54c30330.html
    Karp, Paul, and Davidson, Helen. “China bristles at Australia`s call for investigation into coronavirus origin.” The Guardian, April 29, 2020. https://www.theguardian.com/world/2020/apr/29/australia-defends-plan-to-investigate-china-over-covid-19-outbreak-as-row-deepens (accessed May 1, 2023)
    Medcalf, Rory, and Mohan, Raja. “Responding to Indo-Pacific rivalry: Australia, India, and middle power coalitions.” Lowy Institute, August, 2014. https://www.files.ethz.ch/isn/182718/responding_to_indo-pacific_rivalry_0.pdf
    Ministry of Economic, Trade, and Industry of Japan. “FOIP ‘Free and Open Indo-Pacific.’” https://www.meti.go.jp/english/policy/external_economy/trade/foip/index.html (accessed February 17, 2023)
    Ministry of Foreign Affairs of Japan. “Agreement Between the Government of Japan and the Government of Australia on the Security of Information.” May 17, 2012. http://www.mofa.go.jp/mofaj/press/release/24/5/pdfs/0517_04_02.pdf
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    Ministry of Foreign Affairs of Japan. “Japan-Australia Summit Meeting.” November 17, 2020. https://www.mofa.go.jp/a_o/ocn/au/page3e_001080.html
    Ministry of Foreign Affairs of Japan. “Joint Press Statement by Prime Minister John Howard and Prime Minister Junichiro Koizumi ‘Australia-Japan Creative Partnership.’” https://www.mofa.go.jp/region/asia-paci/pmv0204/joint.html
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    Panda, Jagannath. “India and the Kindleberger Trap: Multipolarity Amid the Taiwan Crisis.” The Diplomat, September 24, 2022. https://thediplomat.com/2022/09/india-and-the-kindleberger-trap-multipolarity-amid-the-forth-taiwan-crisis/ (accessed April 9, 2023)
    Panda, Rajaram. “The Significance of Exercise Malabar 2022.” Vivekananda International Foundation, Nov 17, 2022. https://www.vifindia.org/article/2022/november/17/the-significance-of-exercise-malabar-2022 (accessed May 16, 2023)
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    三、 日文部份
    政府出版品
    日本內閣官房。「『平和安全法制』の概要」。https://www.cas.go.jp/jp/gaiyou/jimu/housei_seibi.html（檢索於2023年4月16日）。
    日本外務省。「安全保障法制の整備」。https://www.mofa.go.jp/mofaj/fp/nsp/page1w_000098.html（檢索於2023年4月11日）。
    日本外務省。「外交青書」。https://www.mofa.go.jp/mofaj/gaiko/bluebook/index.html（檢索於2022年8月15日）。
    日本外務省。「第2回日豪外務・防衛閣僚協議（「2＋2」）」。https://www.mofa.go.jp/mofaj/area/australia/2plus2/0812_gai.html
    日本外務省。「第3回日豪外務・防衛閣僚協議（「2＋2」）：結果概要」。https://www.mofa.go.jp/mofaj/area/australia/2plus2/1005_gai.html
    日本外務省。「第4回日豪外務・防衛閣僚協議：結果概要」。https://www.mofa.go.jp/mofaj/area/australia/2plus2/1209_gai2.html
    日本外務省。「第5回日豪外務・防衛閣僚協議（「2＋2」）（概要）」。https://www.mofa.go.jp/mofaj/a_o/ocn/au/page3_000809.html
    日本外務省。「第6回日豪外務・防衛閣僚協議（「2＋2」）」。https://www.mofa.go.jp/mofaj/a_o/ocn/au/page3_001481.html
    日本外務省。「日豪外務・防衛閣僚協議 共同発表 2007 （仮訳）」。https://www.mofa.go.jp/mofaj/area/australia/visit/0706_kh.html
    日本外務省，「外交青書2008」。
    日本外務省，「外交青書2009」。
    日本外務省，「外交青書2012」。
    日本外務省，「外交青書2014」。
    日本外務省，「外交青書2016」。
    書籍
    石破茂，《日本人のための「集団的自衛権」入門》。東京：新潮社，2014。
    佐道明広，《戦後政治と自衛隊》。東京：吉川弘文館，2006年。
    鈴木美勝，《日本の戦略外交》。東京：筑摩書房，2017年。
    網路資料
    日本內閣官房、內閣府、外務省、防衛省。「平和安全法制の概要」。https://www.cas.go.jp/jp/gaiyou/jimu/housei_seibi.html
    日本外務省。「オーストラリアン紙（豪州）による岸田外務大臣インタビュー（2015年11月21日付）「潜水艦を地域の安定と結びつける日本」。https://www.mofa.go.jp/mofaj/p_pd/ip/page4_001592.html
    日本外務省。「オーストラリア連邦（Commonwealth of Australia）基礎データ」。https://www.mofa.go.jp/mofaj/area/australia/data.html#section5
    日本外務省。「第2回日豪外務・防衛閣僚協議（「2＋2」）」。2008年12月18日。https://www.mofa.go.jp/mofaj/area/australia/2plus2/0812_gai.html
    日本外務省。「第9回日豪外務・防衛閣僚協議（「2＋2」）の開催」。https://www.mofa.go.jp/mofaj/press/release/press3_000491.html
    日本外務省。「日・豪物品役務相互提供協定の署名」。2010年5月19日。https://www.mofa.go.jp/mofaj/press/release/22/5/0519_04.html
    日本外務省。「日豪外相会談について」。2007年6月6日。https://www.mofa.go.jp/mofaj/press/release/h19/6/1173842_806.html
    日本外務省。「日豪情報保護協定の署名」。2012年5月17日。https://www.mofa.go.jp/mofaj/press/release/24/5/0517_04.html
    日本外務省。「日米豪戦略対話共同ステートメント（骨子）」。https://www.mofa.go.jp/mofaj/area/jau/0806_ks.html
    日本外務省。「日本国の自衛隊とオーストラリア国防軍との間における物品又は役務の相互の提供に関する日本国政府とオーストラリア政府との間の協定」について。2011年2月。https://www.mofa.go.jp/mofaj/gaiko/treaty/shomei_58gai.html
    日本外務省。「防衛装備品及び技術の移転に関する日本国政府とオーストラリア政府との間の協定の署名」。2014年7月8日。 https://www.mofa.go.jp/mofaj/press/release/press4_001041.html
    日本弁護士連合会。「安保法は立憲主義に反し憲法違反です」。https://www.nichibenren.or.jp/activity/human/constitution_issue/ikenkokoku.html（檢索於2023年4月17日）。
    日本防衛省自衛隊。「憲法と自衛権」。https://www.mod.go.jp/j/policy/agenda/kihon02.html
    日本電子政府法令檢索。「自衛隊法（昭和二十九年法律第百六十五号）」。https://elaws.e-gov.go.jp/document?lawid=329AC0000000165
    描述: 碩士
    國立政治大學
    外交學系
    109253003
    資料來源: http://thesis.lib.nccu.edu.tw/record/#G0109253003
    数据类型: thesis
    显示于类别:[外交學系] 學位論文

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