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Title:	探討我國理財機器人之發展─以適合性義務與監理法規為中心 The Development of Robo-advisors in Taiwan: Focusing on Suitability Duty and Relevant Regulations
Authors:	周振鋒 Chou, Cheng-Fong
Contributors:	法學院
Keywords:	投資顧問;受任人義務;金融科技;理財機器人;適合性義務
Date:	2021-05
Issue Date:	2022-06-29 11:41:17 (UTC+8)
Abstract:	有別於傳統投資顧問，理財機器人係透過線上問卷取得客戶資料後以演算法得出投資建議，過程中全無或極少人力參與，因而能提供費用低廉的資產管理服務，故此種理財方式逐漸受到歡迎且成長快速。理財機器人因近年來人工智慧（AI）、大數據運用技術之發展越趨成熟，儼然成為AI應用於金融領域的成功範例，可說為金融科技成長最快速的產業之一，而此種新興產業對傳統的投資建議傳送模式已造成相當大的衝擊。該新興產業營運上與傳統投資顧問方式迥異，此種新興理財方式是否對既有法規之適用產生衝擊？相關法規是否依其特性而應予調整？皆為疑問。本文擬以探討前揭問題為中心，並簡要評論我國理財機器人現況與未來發展。
Relation:	月旦會計實務研究, No.41, pp.20-29
Data Type:	article
DOI link:	http://doi.org/10.3966/252260962021050041002
DOI:	10.3966/252260962021050041002
Appears in Collections:	[College of Law] Periodical Articles

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