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    Please use this identifier to cite or link to this item: https://nccur.lib.nccu.edu.tw/handle/140.119/121816


    Title: 證券交易法：第二講_內線交易行為主體之最新案例研析
    Authors: 劉連煜
    Contributors: 法律系
    Keywords: 市場論及關係論;消息受領人;獨立的責任;從屬的責任;內線交易
    Date: 2011-06
    Issue Date: 2019-01-09 17:11:48 (UTC+8)
    Abstract: 二四(民國九十三)年十一月三、四日,證券交易所專員張寬至勁永公司實施例外管理之實地查核業務,而知悉勁永公司因涉嫌與子公司進行假交易遭證交所查核。張寬掌握此「涉嫌作假帳」消息後,自行利用人頭戶分別於同年月十五日、十二月一日及二五年一月五日放空勁永股票共七十五張,爾後於二四年十二月二十二日函送「勁永公司例外管理專案報告」查核結果予行政院金融監督管理委員會證券期貨局。在函送之前亦已將此消息洩漏給林宏及古銘知悉,而林宏再將此消息轉知林達,此一禿鷹集團四人便開始為放空行為。
    Relation: 月旦法學教室, No.104, pp.57-70.
    Data Type: article
    Appears in Collections:[Department of Law] Periodical Articles

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