政大機構典藏-National Chengchi University Institutional Repository(NCCUR):Item 140.119/120280
English  |  正體中文  |  简体中文  |  Post-Print筆數 : 27 |  全文筆數/總筆數 : 113451/144438 (79%)
造訪人次 : 51258427      線上人數 : 820
RC Version 6.0 © Powered By DSPACE, MIT. Enhanced by NTU Library IR team.
搜尋範圍 查詢小技巧:
  • 您可在西文檢索詞彙前後加上"雙引號",以獲取較精準的檢索結果
  • 若欲以作者姓名搜尋,建議至進階搜尋限定作者欄位,可獲得較完整資料
  • 進階搜尋
    請使用永久網址來引用或連結此文件: https://nccur.lib.nccu.edu.tw/handle/140.119/120280


    題名: 中國政經體制及國有企業改革之研究— 國家資本主義多樣性理論之分析
    Study on China`s political and economic institution and state-owned enterprise reform: a varieties of state capitalism approach
    作者: 廖修武
    Liao, Shiu-Wu
    貢獻者: 吳德美
    Wu, Te-Mei
    廖修武
    Liao, Shiu-Wu
    關鍵詞: 國有企業
    國家資本主義
    中國研究
    代理人理論
    國家資本主義多樣性理論
    State-owned enterprise
    State capitalism
    China studies
    Agency theory
    Varieties of state capitalism
    日期: 2018
    上傳時間: 2018-10-01 12:14:20 (UTC+8)
    摘要: 本研究之目的,在於探討中國在經過數十年的改革開放後,究竟演化出何種政經體制。本研究首先針對過去研究中國政經體制的學術文獻進行分析,發現中國目前之政經體制,無論是資本主義、社會主義市場經濟抑或是發展型國家、資本主義多樣性等理論進行解釋均有所不足。是以,本研究提出應以學界近期提出之國家資本主義對中國大陸之政治經濟體制進行描述與分類,並使用以巴西的國有企業改革經驗所發展出的國家資本主義多樣性理論對中國進行實證研究。發現中國之政經體制現況,尤其是國有企業的行為,雖大致符合國家資本主義多樣性理論之解釋,但在中國政府可以操控市場的情況下,仍有部分現象與該理論之預期相違,顯示該理論框架仍有不足之處。
    The purpose of this thesis is to explore what kind of political and economic institution China has evolved after decades of the beginning of Chinese economic reform in 1980s.First, we analyzes those literature on China`s political and economic institution and finds that China`s current political and economic institution and phenomenon, can not be explained by past mainstream theories of china studies, including capitalism, socialist market economy ,developmental state or varieties of capitalism. Therefore, this thesis proposes to describe and classify the political and economic institution of China by the state capitalism recently proposed by the academic community, and empirical research on China using the varieties of state capitalism theory developed by Brazilian state-owned enterprise reform experience.
    It is found that the current situation of China`s political and economic institution and phenomenon, especially the behavior of state-owned enterprises, is roughly in line with the interpretation of the varieties of state capitalism theory. However, in the case that the Chinese government can interfere the market effectively, there are still some phenomena that are contrary to the theory`s expectations. The framework of this theory still has shortcomings.
    參考文獻: 中文部分
    書籍
    張軍. (2008). 中國企業的轉型道路: 格致出版社.
    期刊論文
    田利輝.(2005).國有股權對上市公司績效影響的U型曲線和政府股東兩手論。經濟研究,10,48-58。
    李廣子, & 劉力. (2012). 民營化與國有股權退出行為. 世界經濟, (10), 113-142.
    宋國誠. (2000). 產權理論與中國大陸的國有企業改革. [Theory of Property Rights and State Owned Enterprise Reform in China]. 中國大陸研究, 43(3), 27-57.
    杜海燕. (1993). 國有企業就業制度改革的理論思考. 經濟研究(01).
    汪海波. (2005). 中國國有企業改革的實踐進程(1979—2003 年). 中國經濟史研究, 3, 103-112.
    陸瑤,何平,&吳邊. (2011)。非控股國有股權,投資效率與公司業績。清華大學學報:自然科學版,51(4),513-520。
    張軍. (1998). 需求、規模效應與中國國有工業的虧損:一個產業組織的方法. 經濟研究(06).
    張軍. (2002). 資本形成, 工業化與經濟增長: 中國的轉軌特徵. 經濟研究, 6, 3-13.
    張維迎. (1998). 控制權損失的不可補償性與國有企業兼併中的產權障礙. 經濟研究, 7(2000), 1.
    彭國華. (2005). 中國地區收入差距, 全要素生產率及其收斂分析. 經濟研究, 9, 19-29.
    黃少安, & 魏建. (2000). 國以中小企業產權改革及政府在改革進程中的角色. 經濟研究, 10(12.15).
    陳林, & 唐楊柳. (2014). 混合所有制改革與國有企業政策性負擔——基於早期國企產權改革大數據的實證研究. 經濟學家, 11(11), 13-23.
    武常岐, & 張林. (2014). 國企改革中的所有權和控制權及企業績效. 北京大學學報 (哲學社會科學版), 5, 149-156.
    楊記軍,逯東, &楊丹.(2010)。國有企業的政府控制權轉讓研究。經濟研究,2,69-82。
    趙曉慧 & 盧欣笙. (2015). 國有股比例、公司價值與企業風險——基於中國 A 股上市公司的實證研究. 公司金融研究, 1, 003.
    劉小玄. (1992). 企業自主權差異的實績效應及其原因. 經濟研究, (8), 27-34.
    劉小玄. (2004). 民營化改制對中國產業效率的效果分析——2001 年全國普查工業數據的分析. 經濟研究, (8), 16-26.
    劉芍佳, & 李驥. (1998). 超產權論與企業績效. 經濟研究, 8(3), 12.
    劉致賢. (2015). 中國國家資本主義:一個新的政治經濟學研究議程. 臺灣政治學刊, 19(2), 41-80.
    馮雷. (2012).國資委成立以來國有控股企業改革成效的實證分析。統計與信息論壇,27(8),37-42。
    厲以寧. (1992). 市場調節經濟政府管理市場. 經濟研究, 11, 11-13.
    英文部分
    書籍
    Baumol, W. J., Litan, R. E., & Schramm, C. J. (2007). Good capitalism, bad capitalism, and the economics of growth and prosperity. Yale University Press.
    Berle, Adolf, & Means, Gardiner. (1932). The modern corporate and private property. McMillian, New York, NY.
    Holz, C. (2003). China`s industrial state-owned enterprises between profitability and bankruptcy. World Scientific.
    Huang, Y. (2008). Capitalism with Chinese characteristics: Entrepreneurship and the state. Cambridge University Press.
    Musacchio, Aldo, & Lazzarini, Sergio G. (2014). Reinventing state capitalism: Harvard University Press.
    Shirley, M. M., & McDonald, L. G. (1995). Bureaucrats in business: The economics and politics of government ownership (Vol. 4). World Bank Publications.
    Vickers, J., & Yarrow, G. K. (1988). Privatization: An economic analysis (Vol. 18). MIT press.
    期刊論文
    Alchian, Armen A, & Demsetz, Harold. (1972). Production, information costs, and economic organization. The American Economic Review, 62(5), 777-795.
    Bai, C. E., & Xu, L. C. (2005). Incentives for CEOs with multitasks: Evidence from Chinese state-owned enterprises. Journal of Comparative Economics, 33(3), 517-539.
    Bremmer, Ian. (2009). State Capitalism Comes of Age: The End of the Free Market? Foreign Affairs, 88(3), 40-55.
    Berkman, H., Cole, R. A., & Fu, L. J. (2014). Improving corporate governance where the State is the controlling block holder: evidence from China. The European Journal of Finance, 20(7-9), 752-777.
    Chen, G., Firth, M., & Xu, L. (2009). Does the type of ownership control matter? Evidence from China’s listed companies. Journal of Banking & Finance, 33(1), 171-181.
    Chow, C. K., Song, F. M., & Wong, K. P. (2010). Investment and the soft budget constraint in China. International Review of Economics & Finance, 19(2), 219-227.
    Cui, L., & Jiang, F. (2012). State ownership effect on firms` FDI ownership decisions under institutional pressure: A study of Chinese outward-investing firms. Journal of International Business Studies, 43(3), 264-284.
    Dixit, A. (2002). Incentives and organizations in the public sector: An interpretative review. Journal of human resources, 696-727.
    Fama, E. F. (1980). Agency problems and the theory of the firm. Journal of political economy, 88(2), 288-307.
    Harvey, D. (2007). A brief history of neoliberalism. Oxford University Press, USA.
    Holmström, Bengt. (1999). Managerial incentive problems: A dynamic perspective. The Review of Economic Studies, 66(1), 169-182.
    Demsetz, H., & Lehn, K. (1985). The structure of corporate ownership: Causes and consequences. Journal of political economy, 93(6), 1155-1177.
    Jensen, Michael C., & Meckling, William H. (1976). Theory of the firm: Managerial behavior, agency costs and ownership structure. Journal of Financial Economics, 3(4), 305-360.
    Jiang, G., Lee, C. M., & Yue, H. (2010). Tunneling through intercorporate loans: The China experience. Journal of Financial Economics, 98(1), 1-20.
    Khwaja, A. I., & Mian, A. (2005). Do lenders favor politically connected firms? Rent provision in an emerging financial market. The Quarterly Journal of Economics, 120(4), 1371-1411.
    Kornai, Janos. (2000). What the change of system from socialism to capitalism does and does not mean. The Journal of Economic Perspectives, 14(1), 27-42.
    Leutert, W. (2016). Challenges ahead in China`s reform of state-owned enterprises. Asia policy, 21(1), 83-99.
    Lin, Justin Yifu, Cai, Fang, & Li, Zhou. (1998). Competition, Policy Burdens, and State-Owned Enterprise Reform. The American Economic Review, 88(2), 422-427.
    Lin, J. Y., & Tan, G. (1999). Policy burdens, accountability, and the soft budget constraint. American Economic Review, 89(2), 426-431.
    Lin, C., & Su, D. (2008). Industrial diversification, partial privatization and firm valuation: Evidence from publicly listed firms in China. Journal of Corporate Finance, 14(4), 405-417.
    Liao, J., & Young, M. (2012). The impact of residual government ownership in privatized firms: New evidence from China. Emerging Markets Review, 13(3), 338-351.
    Lin, Nan. (2011). Capitalism in China: A centrally managed capitalism (CMC) and its future. Management and Organization Review, 7(1), 63-96.
    Ljungqvist, A., Chen, D., Jiang, D., Lu, H., & Zhou, M. (2015). State Capitalism vs. Private Enterprise (No. w20930). National Bureau of Economic Research.
    Megginson, W. L., Ullah, B., & Wei, Z. (2014). State ownership, soft-budget constraints, and cash holdings: Evidence from China’s privatized firms. Journal of Banking & Finance, 48, 276-291.
    Megginson, W. L. (2017). Privatization, state capitalism, and state ownership of business in the 21st century. Foundations and Trends® in Finance, 11(1-2), 1-153.
    Milhaupt, C. J., & Zheng, W. (2014). Beyond ownership: state capitalism and the Chinese firm. Geo. LJ, 103, 665.
    Mary, S., & Walsh, P. (2000). Public vs. private ownership: The current state of the debate. World Bank Policy Research Working Paper, 2420.
    Musacchio, Aldo, Lazzarini, Sergio G, & Aguilera, Ruth V. (2015). New varieties of state capitalism: Strategic and governance implications. The Academy of Management Perspectives, 29(1), 115-131.
    Ng, A., Yuce, A., & Chen, E. (2009). Determinants of state equity ownership, and its effect on value/performance: China`s privatized firms. Pacific-Basin Finance Journal, 17(4), 413-443.
    Naughton, Barry. (2017). Is China Socialist? Journal of Economic Perspectives, 31(1), 3-24.
    Nee, Victor, & Cao, Yang. (1999). Path dependent societal transformation: Stratification in hybrid mixed economies. Theory and Society, 28(6), 799-834.
    Nee, Victor, & Opper, Sonja. (2006). China’s Politicized Capitalism. Background paper for Dancing with Giants: China, India, and the Global Economy. Institute for Policy Studies and the World Bank, Washington, DC.
    Short, R. P. (1984). The role of public enterprises: An international statistical comparison. Public enterprises in mixed economies: Some macroeconomic aspects, 118.
    Sun, Q., Tong, W. H., & Tong, J. (2002). How does government ownership affect firm performance? Evidence from China’s privatization experience. Journal of Business Finance & Accounting, 29(1‐2), 1-27.
    Shen, Y., Zou, L., & Chen, D. (2015). Does EVA performance evaluation improve the value of cash holdings? Evidence from China. China Journal of Accounting Research, 8(3), 213-241.
    Shirley, Mary M. (1999). Bureaucrats in business: The roles of privatization versus corporatization in state-owned enterprise reform. World Development, 27(1), 115-136.
    Shleifer, Andrei, & Vishny, Robert W. (1994). Politicians and Firms. The Quarterly Journal of Economics, 109(4), 995-1025.
    Tian, L., & Estrin, S. (2008). Retained state shareholding in Chinese PLCs: does government ownership always reduce corporate value?. Journal of Comparative Economics, 36(1), 74-89.
    Woo, Wing Thye, Hai, Wen, Jin, Yibiao, & Fan, Gang. (1994). How Successful Has Chinese Enterprise Reform Been? Pitfalls in Opposite Biases and Focus. Journal of Comparative Economics, 18(3), 410-437.
    Wang, J., Guthrie, D., & Xiao, Z. (2012). The rise of SASAC: Asset management, ownership concentration, and firm performance in China`s capital markets. Management and Organization Review, 8(2), 253-282.
    Yu, M. (2013). State ownership and firm performance: Empirical evidence from Chinese listed companies. China Journal of Accounting Research, 6(2), 75-87.
    專書論文
    Chu, Y. W., & So, A. Y. (2010). State neoliberalism: The Chinese road to capitalism. In Chinese capitalisms (pp. 46-72). Palgrave Macmillan, London.
    Naughton, B. (2015). The transformation of the state sector: SASAC, the market economy, and the new national champions. State capitalism, institutional adaptation, and the Chinese miracle, 46-71.
    Szelényi, Ivan. (2010). Capitalism in China? Comparative Perspectives Chinese Capitalisms (pp. 199-223): Springer.
    描述: 碩士
    國立政治大學
    國家發展研究所
    101261011
    資料來源: http://thesis.lib.nccu.edu.tw/record/#G0101261011
    資料類型: thesis
    DOI: 10.6814/THE.NCCU.GIDS.010.2018.F09
    顯示於類別:[國家發展研究所] 學位論文

    文件中的檔案:

    檔案 大小格式瀏覽次數
    101101.pdf1255KbAdobe PDF2437檢視/開啟


    在政大典藏中所有的資料項目都受到原著作權保護.


    社群 sharing

    著作權政策宣告 Copyright Announcement
    1.本網站之數位內容為國立政治大學所收錄之機構典藏,無償提供學術研究與公眾教育等公益性使用,惟仍請適度,合理使用本網站之內容,以尊重著作權人之權益。商業上之利用,則請先取得著作權人之授權。
    The digital content of this website is part of National Chengchi University Institutional Repository. It provides free access to academic research and public education for non-commercial use. Please utilize it in a proper and reasonable manner and respect the rights of copyright owners. For commercial use, please obtain authorization from the copyright owner in advance.

    2.本網站之製作,已盡力防止侵害著作權人之權益,如仍發現本網站之數位內容有侵害著作權人權益情事者,請權利人通知本網站維護人員(nccur@nccu.edu.tw),維護人員將立即採取移除該數位著作等補救措施。
    NCCU Institutional Repository is made to protect the interests of copyright owners. If you believe that any material on the website infringes copyright, please contact our staff(nccur@nccu.edu.tw). We will remove the work from the repository and investigate your claim.
    DSpace Software Copyright © 2002-2004  MIT &  Hewlett-Packard  /   Enhanced by   NTU Library IR team Copyright ©   - 回饋